0000010254-20-000019.txt : 20200131 0000010254-20-000019.hdr.sgml : 20200131 20200131162706 ACCESSION NUMBER: 0000010254-20-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200130 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lumpkin Mark Jr CENTRAL INDEX KEY: 0001715293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35049 FILM NUMBER: 20565425 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EARTHSTONE ENERGY INC CENTRAL INDEX KEY: 0000010254 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840592823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-298-4246 MAIL ADDRESS: STREET 1: 1400 WOODLOCH FOREST DRIVE STREET 2: SUITE 300 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: BASIC EARTH SCIENCE SYSTEMS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158050600944976.xml FORM 4 X0306 4 2020-01-30 0 0000010254 EARTHSTONE ENERGY INC ESTE 0001715293 Lumpkin Mark Jr 1400 WOODLOCH FOREST DRIVE SUITE 300 THE WOODLANDS TX 77380 0 1 0 0 EVP and CFO Class A Common Stock 2020-01-30 4 A 0 57100 A 173066 D This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2020, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer. /s/ Mark Lumpkin, Jr. 2020-01-31