0001181431-13-060664.txt : 20131126 0001181431-13-060664.hdr.sgml : 20131126 20131126115516 ACCESSION NUMBER: 0001181431-13-060664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131125 FILED AS OF DATE: 20131126 DATE AS OF CHANGE: 20131126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: W. P. Carey Inc. CENTRAL INDEX KEY: 0001025378 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133912578 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2124921100 MAIL ADDRESS: STREET 1: 50 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: W P CAREY & CO LLC DATE OF NAME CHANGE: 20110722 FORMER COMPANY: FORMER CONFORMED NAME: CAREY W P & CO LLC DATE OF NAME CHANGE: 20001116 FORMER COMPANY: FORMER CONFORMED NAME: CAREY DIVERSIFIED LLC DATE OF NAME CHANGE: 19971017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREY H AUGUSTUS CENTRAL INDEX KEY: 0001054813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13779 FILM NUMBER: 131243037 MAIL ADDRESS: STREET 1: 50 ROCKEFELLER PLZ STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 rrd396259.xml FORM 4 X0306 4 2013-11-25 0 0001025378 W. P. Carey Inc. WPC 0001054813 CAREY H AUGUSTUS 1650 E. BUTLER PIKE AMBLER PA 19002 0 0 1 0 Common Stock 1911620 I As Co-Executor of the Estate of Wm. Polk Carey Common Stock 2013-11-25 4 S 0 750000 62.15 D 6364735 I As Co-Executor of the Estate of Wm. Polk Carey Common Stock 115252 D Common Stock 12324 I By Spouse Common Stock 10808 I By Daughter Common Stock 8405.0143 I By Self as UGMA Custodian for Daughter This Common Stock is held in the Estate. The reporting person is the co-executor of the Estate, and disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest. Represents the sale of Common Stock of the Issuer at a price of $62.15 per share, pursuant to Rule 144 of the Securities Act of 1933, as amended. This Common Stock is held by Wm. Polk Carey Estate, LLC, which is wholly-owned by the Estate. The reporting person is the co-executor of the Estate, and disclaims beneficial ownership of this Common Stock except to the extent of his pecuniary interest. On December 3, 2012, the Reporting Person was deemed to beneficially own more than 10% of the Issuer's outstanding Common Stock because on that date he was appointed as a co-executor of an estate that owns more than 10% of the Issuer's outstanding Common Stock. /s/ H. Augustus Carey 2013-11-25