-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GejgTR3OYuPauTuYQk6pOkiF4QD1z2yNF6p5rWLE8oJAC0KW0QreaNtjw1SS+Wrq tKzZkCv0DmkH83KppYIMBg== 0000893220-98-001519.txt : 19981019 0000893220-98-001519.hdr.sgml : 19981019 ACCESSION NUMBER: 0000893220-98-001519 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980102 FILED AS OF DATE: 19980209 DATE AS OF CHANGE: 19981016 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAREY DIVERSIFIED LLC CENTRAL INDEX KEY: 0001025378 STANDARD INDUSTRIAL CLASSIFICATION: 6500 IRS NUMBER: 133912578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13779 FILM NUMBER: 98713387 BUSINESS ADDRESS: STREET 1: 50 ROCKEFELLER PLAZA STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2124921100 MAIL ADDRESS: STREET 1: 50 ROCKEFELLER PLAZA STREET 2: 50 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: CAREY DIVERSIFIED PROPERTIES LLC DATE OF NAME CHANGE: 19961017 COMPANY DATA: COMPANY CONFORMED NAME: CAREY WILLIAM P CENTRAL INDEX KEY: 0001054799 STANDARD INDUSTRIAL CLASSIFICATION: DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 50 ROCKEFELLER PLZ STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 MAIL ADDRESS: STREET 1: 50 ROCKEFELLER PLZ STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 3 1 WILLIAM P. CAREY, FORM 3 1 --------------------------- OMB APPROVAL --------------------------- - - -------- OMB Number: 3235-0104 FORM 3 Expires: September 30, 1998 - - -------- Estimated average burden hours per response .... 0.5 --------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Carey William P. Statement Trading Symbol of Original - - ---------------------------------------- (Month/Day/Year) Carey Diversified LLC (Month/Day/Year) (Last) (First) (Middle) 1/2/98 ------------------------------------ 525 Park Avenue ---------------------------- 5. Relationship of Reporting 7. Individual or - - ---------------------------------------- 3. IRS or Social Security Person to Issuer Joint/Group (Street) Number of Reporting (Check all applicable) Filing Check Person (Voluntary) X Director ----- 10% Owner Applicable Line) New York, NY 10021 X Officer ----- Other (specify --Form filed by one - - -------------------------------------- ---------------------------- (give title below) below) Reporting Person (City) (State) (Zip) --Form filed by Chairman of Board more than One Chairman of Executive Committee Reporting Person ------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 2,922 D - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 18,570 I By W.P. Carey & Co., - - ----------------------------------------------------------------------------------------------------------------------------------- Inc. a corporation in - - ----------------------------------------------------------------------------------------------------------------------------------- which Mr. Carey is the - - ----------------------------------------------------------------------------------------------------------------------------------- majority shareholder - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 17,171 I Owned by Carey - - ----------------------------------------------------------------------------------------------------------------------------------- Corporate Prop. Inc. a - - ----------------------------------------------------------------------------------------------------------------------------------- corporation in which - - ----------------------------------------------------------------------------------------------------------------------------------- Mr. Carey is the - - ----------------------------------------------------------------------------------------------------------------------------------- majority shareholder - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 5,539 I "Seventh Carey - - ----------------------------------------------------------------------------------------------------------------------------------- Corporate Property, - - ----------------------------------------------------------------------------------------------------------------------------------- Inc. a corporation - - ----------------------------------------------------------------------------------------------------------------------------------- which Mr. Carey is - - ----------------------------------------------------------------------------------------------------------------------------------- majority shareholder" - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 6,955 I "Eighth Carey Corporate - - ----------------------------------------------------------------------------------------------------------------------------------- Property, Inc." - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 5,263 I "Ninth Carey Corporate - - ----------------------------------------------------------------------------------------------------------------------------------- Property, Inc." - - ----------------------------------------------------------------------------------------------------------------------------------- Listed Shares 661,718 I Owned by Carey - - ----------------------------------------------------------------------------------------------------------------------------------- Management LLC, a - - ----------------------------------------------------------------------------------------------------------------------------------- limited liability Co. - - ----------------------------------------------------------------------------------------------------------------------------------- in which Mr. Carey is - - ----------------------------------------------------------------------------------------------------------------------------------- the majority - - ----------------------------------------------------------------------------------------------------------------------------------- shareholder - - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1473 (7/96)
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: Security Direct ------------------------------------------------- (D) or Date Expira- Amount or Indirect (I) Exercis- tion Title Number (Instr. 5) able Date of Shares - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ------------- Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Note. File three copies of this Form, one of which must be manually signed. Page 2 If space provided is insufficient, See Instruction 6 for procedure. SEC 1473 (7/96)
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