0000947871-18-000362.txt : 20180430 0000947871-18-000362.hdr.sgml : 20180430 20180430172049 ACCESSION NUMBER: 0000947871-18-000362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EHT, LLC CENTRAL INDEX KEY: 0001704129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21777 FILM NUMBER: 18791409 BUSINESS ADDRESS: STREET 1: C/O JONATHAN C. CLAY STREET 2: 233 LIST ROAD CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: (917) 533-9797 MAIL ADDRESS: STREET 1: C/O JONATHAN C. CLAY STREET 2: 233 LIST ROAD CITY: PALM BEACH STATE: FL ZIP: 33480 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN QUEEN MINING CO LTD CENTRAL INDEX KEY: 0001025362 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GOLDEN QUEEN MINING CO. LTD. STREET 2: #2300 - 1066 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 BUSINESS PHONE: 604-921-7570 MAIL ADDRESS: STREET 1: GOLDEN QUEEN MINING CO. LTD. STREET 2: #2300 - 1066 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 4 1 ss89387_4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-22 0 0001025362 GOLDEN QUEEN MINING CO LTD GQM 0001704129 EHT, LLC C/O JONATHAN C. CLAY, 233 LIST ROAD PALM BEACH FL 33480 0 0 1 0 Common Stock 2018-02-22 4 X 0 19597491 0.1325 A 26855821 D Subscription Rights 0.1325 2018-02-22 4 X 0 7258330 0 D 2018-01-11 2018-02-20 Common Stock 12339161 0 D In November 2017, Golden Queen Mining Co. Ltd (the "Issuer") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Issuer's common stock, as of the record date of December 1, 2017 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 188,952,761 of the Issuer's common stock. Record Date Shareholders received one Right for each share of outstanding common stock held on the record date. The Rights entitled their holders to purchase 1.7 new shares of common stock for every Right held. The subscription price per share was $0.1325 (the "basic subscription privilege"). Jonathan Clay is the sole managing member of the Reporting Person. The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $0.1325 per share, additional shares of the Issuer, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The Rights were exercisable until February 20, 2018 at 5:00 p.m. Toronto time. Following the conclusion of the Rights Offering, share of common stock that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privilege based on the number of shares of common stock of the Issuer each of those Rights holders owned on the record date. Represents 12,339,161 shares of common stock of the Issuer acquired upon the exercise of the basic subscription privilege and 7,258,330 shares of common stock of the Issuer acquired upon the exercise of the oversubscription privilege. /s/ Jonathan C. Clay, Manager 2018-04-30