0000947871-18-000362.txt : 20180430
0000947871-18-000362.hdr.sgml : 20180430
20180430172049
ACCESSION NUMBER: 0000947871-18-000362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180222
FILED AS OF DATE: 20180430
DATE AS OF CHANGE: 20180430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EHT, LLC
CENTRAL INDEX KEY: 0001704129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21777
FILM NUMBER: 18791409
BUSINESS ADDRESS:
STREET 1: C/O JONATHAN C. CLAY
STREET 2: 233 LIST ROAD
CITY: PALM BEACH
STATE: FL
ZIP: 33480
BUSINESS PHONE: (917) 533-9797
MAIL ADDRESS:
STREET 1: C/O JONATHAN C. CLAY
STREET 2: 233 LIST ROAD
CITY: PALM BEACH
STATE: FL
ZIP: 33480
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN QUEEN MINING CO LTD
CENTRAL INDEX KEY: 0001025362
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: GOLDEN QUEEN MINING CO. LTD.
STREET 2: #2300 - 1066 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X2
BUSINESS PHONE: 604-921-7570
MAIL ADDRESS:
STREET 1: GOLDEN QUEEN MINING CO. LTD.
STREET 2: #2300 - 1066 WEST HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X2
4
1
ss89387_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-22
0
0001025362
GOLDEN QUEEN MINING CO LTD
GQM
0001704129
EHT, LLC
C/O JONATHAN C. CLAY,
233 LIST ROAD
PALM BEACH
FL
33480
0
0
1
0
Common Stock
2018-02-22
4
X
0
19597491
0.1325
A
26855821
D
Subscription Rights
0.1325
2018-02-22
4
X
0
7258330
0
D
2018-01-11
2018-02-20
Common Stock
12339161
0
D
In November 2017, Golden Queen Mining Co. Ltd (the "Issuer") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Issuer's common stock, as of the record date of December 1, 2017 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 188,952,761 of the Issuer's common stock. Record Date Shareholders received one Right for each share of outstanding common stock held on the record date. The Rights entitled their holders to purchase 1.7 new shares of common stock for every Right held. The subscription price per share was $0.1325 (the "basic subscription privilege"). Jonathan Clay is the sole managing member of the Reporting Person.
The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $0.1325 per share, additional shares of the Issuer, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The Rights were exercisable until February 20, 2018 at 5:00 p.m. Toronto time. Following the conclusion of the Rights Offering, share of common stock that were not purchased by other Record Date Shareholders were allocated pro rata among Rights holders exercising their oversubscription privilege based on the number of shares of common stock of the Issuer each of those Rights holders owned on the record date.
Represents 12,339,161 shares of common stock of the Issuer acquired upon the exercise of the basic subscription privilege and 7,258,330 shares of common stock of the Issuer acquired upon the exercise of the oversubscription privilege.
/s/ Jonathan C. Clay, Manager
2018-04-30