-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RMktERP1x7lekH5QHRi1wzMZ6CQd3SsZOIaoUh+bn0vuDLb8Rr9Ir95byDlPGbAK GV+2aRO4h9Ol2DMCsIJv3w== 0001181431-07-044155.txt : 20070703 0001181431-07-044155.hdr.sgml : 20070703 20070703173118 ACCESSION NUMBER: 0001181431-07-044155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VON SCHACK WESLEY W CENTRAL INDEX KEY: 0001025355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 07962320 BUSINESS ADDRESS: STREET 1: ENERGY EAST CORP STREET 2: P O BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 BUSINESS PHONE: 6073472530 MAIL ADDRESS: STREET 1: ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 4 1 rrd164602.xml BKFORM4 WVONSCHACK 070107 X0202 4 2007-07-01 0 0001390777 Bank of New York Mellon CORP BK 0001025355 VON SCHACK WESLEY W ENERGY EAST CORPORATION P.O. BOX 5224 18 LINK DRIVE BINGHAMTON NY 13902-5224 1 0 0 0 Common Stock 2007-07-01 4 A 0 97843.39 A 97843.39 D Common Stock 2007-07-01 4 A 0 4515.00 A 4515.00 I Keough IRA Account Option - 2000 - Right to Buy 33.6875 2007-07-01 4 A 0 3300.00 A 2001-04-24 2010-04-23 Common Stock 3300.00 3300.00 D Option - 2001 - Right to Buy 42.50 2007-07-01 4 A 0 3300.00 A 2002-04-20 2011-04-19 Common Stock 3300.00 3300.00 D Option - 2002 - Right to Buy 38.61 2007-07-01 4 A 0 3300.00 A 2003-04-19 2012-04-18 Common Stock 3300.00 3300.00 D Option - 2003 - Right to Buy 24.83 2007-07-01 4 A 0 3300.00 A 2004-04-21 2013-04-20 Common Stock 3300.00 3300.00 D Option - 2004 - Right to Buy 31.18 2007-07-01 4 A 0 3300.00 A 2005-04-23 2014-04-22 Common Stock 3300.00 3300.00 D Option - 2005 - Right to Buy 27.45 2007-07-01 4 A 0 3300.00 A 2006-04-22 2015-04-21 Common Stock 3300.00 3300.00 D Deferred Share Units 2007-07-01 4 A 0 4250.35 A Common Stock 4250.35 4250.35 D Acquired in exchange for an equal number of shares of Mellon Financial Corporation ("MFC") common stock pursuant to the merger of MFC into The Bank of New York Mellon Corporation (the "Merger"). The options, which are vested, were acquired in the Merger in exchange for an equal number of MFC options. 1-for-1. The deferred share units were acquired in the Merger in exchange for an equal number of deferred share units of MFC. 2321.35 of the deferred share units vested on April 17, 2007. The remainder of the deferred share units vest on the date of BNY Mellon's 2008 Annual Meeting of Shareholders. Vested deferred share units are payable in shares of common stock on the 30th day following the grantee's termination of service as a director. Deferred share units pay dividend equivalents which are reinvested in additional deferred share units. /s/ Arlie R. Nogay, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----