0001615774-18-014673.txt : 20181219
0001615774-18-014673.hdr.sgml : 20181219
20181219175633
ACCESSION NUMBER: 0001615774-18-014673
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181217
FILED AS OF DATE: 20181219
DATE AS OF CHANGE: 20181219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CF Finance Holdings LLC
CENTRAL INDEX KEY: 0001761061
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38759
FILM NUMBER: 181244274
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2129385000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P.
CENTRAL INDEX KEY: 0001024896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38759
FILM NUMBER: 181244275
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126102000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: CANTOR FITZGERALD L P
DATE OF NAME CHANGE: 19961015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CF GROUP MANAGEMENT INC
CENTRAL INDEX KEY: 0001251145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38759
FILM NUMBER: 181244276
MAIL ADDRESS:
STREET 1: 135 EAST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUTNICK HOWARD W
CENTRAL INDEX KEY: 0001250975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38759
FILM NUMBER: 181244277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CF Finance Acquisition Corp.
CENTRAL INDEX KEY: 0001728041
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 473806343
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2129385000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
s114831_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-12-17
0
0001728041
CF Finance Acquisition Corp.
CFFA
0001761061
CF Finance Holdings LLC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
1
0
0001024896
CANTOR FITZGERALD, L. P.
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
1
0
0001251145
CF GROUP MANAGEMENT INC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
1
0
0001250975
LUTNICK HOWARD W
110 EAST 59TH STREET
NEW YORK
NY
10022
1
1
1
0
Chief Executive Officer
Class A Common Stock
2018-12-17
4
P
0
600000
10
A
600000
D
These shares are underlying units (each unit consisting of one share of Class A common stock and three-quarters of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by CF Finance Holdings LLC (the "Sponsor"), acquired pursuant to a private placement units purchase agreement by and between the Sponsor and the issuer. Does not include 7,187,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. Also excludes shares to be purchased pursuant to that certain forward purchase contract between the issuer and the Sponsor.
The Sponsor is the record holder of the securities reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. is the managing general partner of Cantor. Mr. Lutnick, the issuer's Chairman and Chief Executive Officer, is the President of CF Group Management, Inc. ("CFGM") and trustee of CFGM's sole stockholder. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Howard Lutnick
2018-12-19
/s/ Howard Lutnick, as President of CF Group Management Inc., the managing general partner of Cantor Fitzgerald, L.P., the sole member of CF Finance Holdings LLC
2018-12-19
/s/ Howard Lutnick, as President of CF Group Management Inc., the managing general partner of Cantor Fitzgerald, L.P.
2018-12-19
/s/ Howard Lutnick, as President of CF Group Management Inc.
2018-12-19