0001213900-23-048563.txt : 20230613 0001213900-23-048563.hdr.sgml : 20230613 20230613160509 ACCESSION NUMBER: 0001213900-23-048563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P. CENTRAL INDEX KEY: 0001024896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39824 FILM NUMBER: 231011269 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126102000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: CANTOR FITZGERALD L P DATE OF NAME CHANGE: 19961015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUTNICK HOWARD W CENTRAL INDEX KEY: 0001250975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39824 FILM NUMBER: 231011267 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CF GROUP MANAGEMENT INC CENTRAL INDEX KEY: 0001251145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39824 FILM NUMBER: 231011268 MAIL ADDRESS: STREET 1: 135 EAST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CFAC HOLDINGS IV, LLC CENTRAL INDEX KEY: 0001825244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39824 FILM NUMBER: 231011270 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-938-5000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: CF FINANCE HOLDINGS IV, LLC DATE OF NAME CHANGE: 20200917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CF ACQUISITION CORP. IV CENTRAL INDEX KEY: 0001825249 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 851042073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-938-5000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CF FINANCE ACQUISITION CORP. IV DATE OF NAME CHANGE: 20200917 4 1 ownership.xml X0407 4 2023-06-12 0 0001825249 CF ACQUISITION CORP. IV CFIV 0001825244 CFAC HOLDINGS IV, LLC 110 EAST 59TH STREET NEW YORK NY 10022 0 0 1 0 0001024896 CANTOR FITZGERALD, L. P. 110 EAST 59TH STREET NEW YORK NY 10022 0 0 1 0 0001251145 CF GROUP MANAGEMENT INC 110 EAST 59TH STREET NEW YORK NY 10022 0 0 1 0 0001250975 LUTNICK HOWARD W 110 EAST 59TH STREET NEW YORK NY 10022 1 1 1 0 Chief Executive Officer, 0 Class A Common Stock 2023-06-12 4 C 0 12366250 A 13363750 D Class B Common Stock 2023-06-12 4 C 0 12366250 D Class A Common Stock 12366250 100000 D The shares of Class B common stock of the issuer have no expiration date and are convertible into shares of Class A common stock of the issuer on a one-for-one basis. On June 12, 2023, the reporting person elected to convert 12,366,250 shares of Class B common stock held by it into shares of Class A common stock. Includes 997,500 shares of Class A common stock underlying private placement units (each unit consisting of one share of Class A common stock and one third of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by CFAC Holdings IV, LLC (the "Sponsor"), acquired in connection with the issuer's initial public offering. The Sponsor is the record holder of the shares reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick, the issuer's Chairman and Chief Executive Officer, is the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. /s/ Howard Lutnick 2023-06-13 /s/ Howard Lutnick, as Chief Executive Officer of CFAC Holdings IV LLC 2023-06-13 /s/ Howard Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P. 2023-06-13 /s/ Howard Lutnick, as Chief Executive Officer of CF Group Management Inc. 2023-06-13