0001213900-23-048563.txt : 20230613
0001213900-23-048563.hdr.sgml : 20230613
20230613160509
ACCESSION NUMBER: 0001213900-23-048563
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230612
FILED AS OF DATE: 20230613
DATE AS OF CHANGE: 20230613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P.
CENTRAL INDEX KEY: 0001024896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39824
FILM NUMBER: 231011269
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126102000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: CANTOR FITZGERALD L P
DATE OF NAME CHANGE: 19961015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUTNICK HOWARD W
CENTRAL INDEX KEY: 0001250975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39824
FILM NUMBER: 231011267
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CF GROUP MANAGEMENT INC
CENTRAL INDEX KEY: 0001251145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39824
FILM NUMBER: 231011268
MAIL ADDRESS:
STREET 1: 135 EAST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CFAC HOLDINGS IV, LLC
CENTRAL INDEX KEY: 0001825244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39824
FILM NUMBER: 231011270
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-938-5000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: CF FINANCE HOLDINGS IV, LLC
DATE OF NAME CHANGE: 20200917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CF ACQUISITION CORP. IV
CENTRAL INDEX KEY: 0001825249
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 851042073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-938-5000
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: CF FINANCE ACQUISITION CORP. IV
DATE OF NAME CHANGE: 20200917
4
1
ownership.xml
X0407
4
2023-06-12
0
0001825249
CF ACQUISITION CORP. IV
CFIV
0001825244
CFAC HOLDINGS IV, LLC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
1
0
0001024896
CANTOR FITZGERALD, L. P.
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
1
0
0001251145
CF GROUP MANAGEMENT INC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
0
1
0
0001250975
LUTNICK HOWARD W
110 EAST 59TH STREET
NEW YORK
NY
10022
1
1
1
0
Chief Executive Officer,
0
Class A Common Stock
2023-06-12
4
C
0
12366250
A
13363750
D
Class B Common Stock
2023-06-12
4
C
0
12366250
D
Class A Common Stock
12366250
100000
D
The shares of Class B common stock of the issuer have no expiration date and are convertible into shares of Class A common stock of the issuer on a one-for-one basis. On June 12, 2023, the reporting person elected to convert 12,366,250 shares of Class B common stock held by it into shares of Class A common stock.
Includes 997,500 shares of Class A common stock underlying private placement units (each unit consisting of one share of Class A common stock and one third of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by CFAC Holdings IV, LLC (the "Sponsor"), acquired in connection with the issuer's initial public offering.
The Sponsor is the record holder of the shares reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick, the issuer's Chairman and Chief Executive Officer, is the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Howard Lutnick
2023-06-13
/s/ Howard Lutnick, as Chief Executive Officer of CFAC Holdings IV LLC
2023-06-13
/s/ Howard Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P.
2023-06-13
/s/ Howard Lutnick, as Chief Executive Officer of CF Group Management Inc.
2023-06-13