0001213900-21-014610.txt : 20210310 0001213900-21-014610.hdr.sgml : 20210310 20210310163427 ACCESSION NUMBER: 0001213900-21-014610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P. CENTRAL INDEX KEY: 0001024896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39470 FILM NUMBER: 21730240 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126102000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: CANTOR FITZGERALD L P DATE OF NAME CHANGE: 19961015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUTNICK HOWARD W CENTRAL INDEX KEY: 0001250975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39470 FILM NUMBER: 21730238 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CF GROUP MANAGEMENT INC CENTRAL INDEX KEY: 0001251145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39470 FILM NUMBER: 21730239 MAIL ADDRESS: STREET 1: 135 EAST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CF Finance Holdings II, LLC CENTRAL INDEX KEY: 0001811785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39470 FILM NUMBER: 21730241 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-938-5000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CF Finance Acquisition Corp II CENTRAL INDEX KEY: 0001811856 STANDARD INDUSTRIAL CLASSIFICATION: FLAT GLASS [3211] IRS NUMBER: 843235065 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-938-5000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 ownership.xml X0306 4 2021-03-08 1 0001811856 CF Finance Acquisition Corp II VIEW 0001811785 CF Finance Holdings II, LLC 110 EAST 59TH STREET NEW YORK NY 10022 0 0 0 1 Former 10% holder 0001024896 CANTOR FITZGERALD, L. P. 110 EAST 59TH STREET NEW YORK NY 10022 0 0 0 1 Former 10% holder 0001251145 CF GROUP MANAGEMENT INC 110 EAST 59TH STREET NEW YORK NY 10022 0 0 0 1 Former 10% holder 0001250975 LUTNICK HOWARD W 110 EAST 59TH STREET NEW YORK NY 10022 0 0 0 1 Former 10% holder Class A common stock 2021-03-08 4 P 0 5000000 10.00 A 5000000 D Class A common stock 2021-03-08 4 D 0 12470000 0.00 A 17470000 D Class A common stock 2021-03-08 4 D 0 1100000 10.00 A 18570000 D Class B Common Stock 2021-03-08 4 D 0 12470000 0.00 D Class A Common Stock 12470000 12470000 D Warrants 11.50 2021-03-08 4 D 0 366667 D 2021-04-08 2026-03-08 Class A Common Stock 366667 366667 D Pursuant to that certain Subscription Agreement, dated November 30, 2020, by and between the issuer and CF Finance Holdings II, LLC (the "Sponsor"), the Sponsor purchased an aggregate of 5,000,000 shares of Class A common stock of the issuer on March 8, 2021 in a private placement that consummated in connection with the issuer's initial business combination with View, Inc. As described in the issuer's registration statement on Form S-1 (File No. 333-241727) under the heading "Description of Securities--Founder Shares", upon consummation of the issuer's initial business combination and waiver of the Sponsor's anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis. The Sponsor is the record holder of the securities reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick is the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. These shares represent shares of Class A common stock issued to the Sponsor upon separation of the private units previously purchased by the Sponsor from the issuer in August 2020. The Sponsor acquired the private units for a purchase price of $10.00 per unit in a private placement that consummated in connection with the issuer's initial public offering. These warrants represent warrants issued to the Sponsor upon separation of the private units previously purchased by the Sponsor from the issuer in August 2020. The Sponsor acquired the private units for a purchase price of $10.00 per unit in a private placement that consummated in connection with the issuer's initial public offering. The warrants became eligible for exercise 30 days following the consummation of the issuer's business combination with View, Inc. Because the exercise of the warrants was contingent upon the closing of the issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the issuer's business combination with View, Inc. /s/ Howard Lutnick, as Chief Executive Officer of CF Finance Holdings LLC 2021-03-10 /s/ Howard Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P. 2021-03-10 /s/ Howard Lutnick, as Chief Executive Officer of CF Group Management Inc. 2021-03-10 /s/ Howard Lutnick 2021-03-10