Chief Financial Officer

0000929638-24-000660.txt : 20240214 0000929638-24-000660.hdr.sgml : 20240214 20240214153720 ACCESSION NUMBER: 0000929638-24-000660 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD, L. P. CENTRAL INDEX KEY: 0001024896 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22122 FILM NUMBER: 24636940 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126102000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CANTOR FITZGERALD L P DATE OF NAME CHANGE: 19961015 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001024896 XXXXXXXX 12-31-2023 12-31-2023 false CANTOR FITZGERALD, L. P.

110 EAST 59TH STREET NEW YORK NY 10022

13F COMBINATION REPORT 028-22122 028-18098 000159296 801-72852 Cantor Fitzgerald Investment Advisors L.P. 028-21401 000106301 801-50835 Smith Group Asset Management, LLC N Danny Salinas Chief Financial Officer 212-294-7849 /s/ Danny Salinas New York NY 02-14-2024 3 321 486961725 1 028-22127 000000134 8-201 Cantor Fitzgerald & Co. 2 028-22131 000019660 8-37708 Cantor Fitzgerald Securities 3 028-22129 Cantor Fitzgerald Europe INFORMATION TABLE 2 informationtable.xml CARTESIAN GROWTH CORP II *W EXP 07/12/202 G19305120 0 1897500 SH DFND 1 0 1897500 0 10X CAPITAL VENTURE ACQ III *W EXP 06/30/202 G87077114 14075 250000 SH DFND 1 0 250000 0 10X CAP VENTURE ACQSTN CORP COM CL A G87076108 2720000 272000 SH DFND 1 0 272000 0 22ND CENTY GROUP INC COM NEW 90137F202 389909 499 SH DFND 1 0 499 0 ACELRX PHARMACEUTICALS INC COM NEW 00444T209 2970306 7050 SH DFND 1 0 7050 0 ADVANCED MICRO DEVICES INC COM 007903107 1959937 700 SH DFND 1 0 700 0 ADVANCED MICRO DEVICES INC COM 007903107 872962 5922 SH 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HOLDINGS *W EXP 12/06/202 00792J118 1300 66666 SH DFND 1 0 66666 0 WARNER BROS DISCOVERY INC COM SER A 934423104 198297 17425 SH DFND 3 0 17425 0 RIO TINTO PLC SPONSORED ADR 767204100 6857766 92100 SH DFND 3 0 92100 0 TESLA INC COM 88160R101 20668069 83178 SH DFND 3 0 83178 0 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 338932 10794 SH DFND 3 0 10794 0 PLBY GROUP INC COM 72814P109 82008 82008 SH DFND 3 0 82008 0 APA CORPORATION COM 03743Q108 594460 16568 SH DFND 3 0 16568 0 LUCID GROUP INC COM 549498103 51400 12209 SH DFND 3 0 12209 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 782953 91041 SH DFND 3 0 91041 0 SPECTRAL AI INC COM CL A 84757T105 37505 15246 SH DFND 3 0 15246 0 ECOPETROL S A SPONSORED ADS 279158109 486026 40774 SH DFND 3 0 40774 0 MERCADOLIBRE INC COM 58733R102 275020 175 SH DFND 3 0 175 0 CELLEBRITE DI LTD *W EXP 08/30/202 M2197Q115 266064 192800 SH DFND 3 0 192800 0 CIPHER MINING INC COM 17253J106 746745 180810 SH DFND 3 0 180810 0 QURATE RETAIL INC COM SER A 74915M100 53618 61243 SH DFND 3 0 61243 0 REKOR SYSTEMS INC COM 759419104 11679426 3507335 SH DFND 3 0 3507335 0 SILENCE THERAPEUTICS PLC ADS 82686Q101 2549516 146777 SH DFND 3 0 146777 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1025719 2158 SH DFND 3 0 2158 0 META MATERIALS INC COM 59134N104 3300 50000 SH DFND 3 0 50000 0 META PLATFORMS INC CL A 30303M102 3092549 8737 SH DFND 3 0 8737 0 NIKOLA CORP COM 654110105 81570 93244 SH DFND 3 0 93244 0 PRUDENTIAL PLC ADR 74435K204 1011530 45057 SH DFND 3 0 45057 0 AST SPACEMOBILE INC COM CL A 00217D100 66330 11000 SH DFND 3 0 11000 0 ASTRAZENECA PLC SPONSORED ADR 046353108 5507277 81771 SH DFND 3 0 81771 0 COINBASE GLOBAL INC COM CL A 19260Q107 494455 2843 SH DFND 3 0 2843 0 PAYPAL HLDGS INC COM 70450Y103 2361399 38453 SH DFND 3 0 38453 0 WORKHORSE GROUP INC COM NEW 98138J206 4613 12815 SH DFND 3 0 12815 0 ARCUTIS BIOTHERAPEUTICS INC COM 03969K108 32668 10114 SH DFND 3 0 10114 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 636995 1786 SH DFND 3 0 1786 0 D MARKET ELECTR SVCS & TRADI SPONSORED ADS 23292B104 57960 32200 SH DFND 3 0 32200 0 OPENDOOR TECHNOLOGIES INC COM 683712103 49226 10988 SH DFND 3 0 10988 0 TIZIANA LIFE SCIENCES LTD COMMON SHARES G88912103 6771 12091 SH DFND 3 0 12091 0 ADOBE INC COM 00724F101 724272 1214 SH DFND 3 0 1214 0 CITIGROUP INC COM NEW 172967424 580140 11278 SH DFND 3 0 11278 0 ENDEAVOUR SILVER CORP COM 29258Y103 54569 27700 SH DFND 3 0 27700 0 FIRST MAJESTIC SILVER CORP COM 32076V103 76875 12500 SH DFND 3 0 12500 0 INVESCO QQQ TR UNIT SER 1 46090E103 3213913 7848 SH DFND 3 0 7848 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 119063 158160 SH DFND 3 0 158160 0 AMERICAN AIRLS GROUP INC COM 02376R102 529677 38550 SH DFND 3 0 38550 0 AURINIA PHARMACEUTICALS INC COM 05156V102 1306337 145310 SH DFND 3 0 145310 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 25279 16522 SH DFND 3 0 16522 0 MORGAN STANLEY COM NEW 617446448 546165 5857 SH DFND 3 0 5857 0 NIO INC SPON ADS 62914V106 131950 14548 SH DFND 3 0 14548 0 ALPHABET INC CAP STK CL C 02079K107 1387174 9843 SH DFND 3 0 9843 0 HEART TEST LABORATORIES INC COM 42254E104 8550 50000 SH DFND 3 0 50000 0 ISHARES TR IBOXX INV CP ETF 464287242 524750 4742 SH DFND 3 0 4742 0 ISHARES TR JPMORGAN USD EMG 464288281 402106 4515 SH DFND 3 0 4515 0 ISHARES TR MSCI ACWI ETF 464288257 1328709 13056 SH DFND 3 0 13056 0 JOHNSON & JOHNSON COM 478160104 2268341 14472 SH DFND 3 0 14472 0 LUMEN TECHNOLOGIES INC COM 550241103 19349 10573 SH DFND 3 0 10573 0 PROPETRO HLDG CORP COM 74347M108 419000 50000 SH DFND 3 0 50000 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 1270756 94480 SH DFND 3 0 94480 0 UIPATH INC CL A 90364P105 258336 10400 SH DFND 3 0 10400 0 ALBERTSONS COS INC COMMON STOCK 013091103 963355 41885 SH DFND 3 0 41885 0 BANK MONTREAL MEDIUM MCROSECTR 3XINVR 063679625 284280 46000 SH DFND 3 0 46000 0 BANK MONTREAL MEDIUM BIG OIL 3X LEV 06367V105 533140 1287 SH DFND 3 0 1287 0 FISKER INC CL A COM STK 33813J106 89250 51000 SH DFND 3 0 51000 0 GOLD ROYALTY CORP COMMON SHARES 38071H106 164020 111578 SH DFND 3 0 111578 0 HESS CORP COM 42809H107 515949 3579 SH DFND 3 0 3579 0 MASTERCARD INCORPORATED CL A 57636Q104 896524 2102 SH DFND 3 0 2102 0 OSISKO DEVELOPMENT CORP COM NEW 68828E809 33465 11500 SH DFND 3 0 11500 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 2453851 142915 SH DFND 3 0 142915 0 TEMPO AUTOMATION HOLDINGS IN *W EXP 09/30/202 88024M116 0 12604 SH DFND 3 0 12604 0 TUPPERWARE BRANDS CORP COM 899896104 210342 105171 SH DFND 3 0 105171 0 UNITY SOFTWARE INC COM 91332U101 424397 10379 SH DFND 3 0 10379 0 VISTA OUTDOOR INC COM 928377100 961025 32500 SH DFND 3 0 32500 0 WESTROCK CO COM 96145D105 1923206 46320 SH DFND 3 0 46320 0 ABRDN PLATINUM ETF TRUST PHYSCL PLATM SHS 003260106 594910 6526 SH DFND 3 0 6526 0 ALCOA CORP COM 013872106 7141224 210036 SH DFND 3 0 210036 0 BATTERY FUTURE ACQUISITION C CL A ORD SHS G0888J108 2760000 2760000 SH DFND 1 0 2760000 0 ROSE HILL ACQUISITION CORP *W EXP 10/07/202 G7637J123 1006250 805000 SH DFND 1 0 805000 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 1500000 150000 SH DFND 1 0 150000 0 EVE MOBILITY ACQUISITION COR CL A ORD SHS G3218G109 1100000 110000 SH DFND 1 0 110000 0