0001692276-21-000005.txt : 20210201
0001692276-21-000005.hdr.sgml : 20210201
20210201183134
ACCESSION NUMBER: 0001692276-21-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210128
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matosevic Josef
CENTRAL INDEX KEY: 0001492606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21835
FILM NUMBER: 21578161
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PARKWAY
CITY: SARASOTA
STATE: FL
ZIP: 34243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001024795
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 592754337
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
BUSINESS PHONE: 9413621200
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
FORMER COMPANY:
FORMER CONFORMED NAME: SUN HYDRAULICS CORP
DATE OF NAME CHANGE: 19970423
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-01-28
0
0001024795
HELIOS TECHNOLOGIES, INC.
HLIO
0001492606
Matosevic Josef
1500 WEST UNIVERSITY PARKWAY
SARASOTA
FL
34243
0
1
0
0
President and CEO
Common Stock
0
D
Performance-Based Restricted Stock Units
0
2021-01-28
4
A
0
21827
0
A
Common Stock
21827
21827
D
Restricted Stock Units
0
2021-01-28
4
A
0
10914
0
A
Common Stock
10914
10914
D
Non-qualified Stock Options (right to buy)
55.03
2021-01-28
4
A
0
10914
0
A
2031-01-28
Common Stock
10914
10914
D
Restricted Stock Units
0
Common Stock
17500
17500
D
Restricted Stock Units
0
Common Stock
5127
5127
D
Non-qualified Stock Options (right to buy)
35.04
2030-07-01
Common Stock
5127
5127
D
Performance Based Restricted Stock Units
0
Common Stock
10255
10255
D
Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.
Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
Each RSU granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Stock Options granted to reporting person on 7/1/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
Each performance-based RSU granted to the reporting person on 7/1/2020 represents the right to receive, following vesting, up to 200% of one share Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year of 2020 and ending on the last day of the Company's fiscal year ending 2022.
Willard A. Blair, as Attorney-in-Fact for Josef Matosevic
2021-02-01