0001692276-21-000002.txt : 20210201
0001692276-21-000002.hdr.sgml : 20210201
20210201172718
ACCESSION NUMBER: 0001692276-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210128
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fulton Tricia L
CENTRAL INDEX KEY: 0001355892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21835
FILM NUMBER: 21577916
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PARKWAY
CITY: SARASOTA
STATE: FL
ZIP: 34243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001024795
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 592754337
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
BUSINESS PHONE: 9413621200
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
FORMER COMPANY:
FORMER CONFORMED NAME: SUN HYDRAULICS CORP
DATE OF NAME CHANGE: 19970423
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-01-28
0
0001024795
HELIOS TECHNOLOGIES, INC.
HLIO
0001355892
Fulton Tricia L
1500 WEST UNIVERSITY PARKWAY
SARASOTA
FL
34243
0
1
0
0
Chief Financial Officer
Common Stock
48623.5967
D
Common Stock
5716.854
I
By 401(k) Plan Trust
Performance-Based Restricted Stock Units
0
2021-01-28
4
A
0
5853
0
A
Common Stock
5853
5853
D
Restricted Stock Units
0
2021-01-28
4
A
0
2926
0
A
Common Stock
2926
2926
D
Non-qualified Stock Options (right to buy)
55.03
2021-01-28
4
A
0
2926
0
A
Common Stock
2926
2926
D
Restricted Stock Units
0
Common Stock
7740
7740
D
Performance-Based Restricted Stock Units
0
Common Stock
6478
6478
D
Restricted Stock Units
0
Common Stock
3239
3239
D
Non-qualified Stock Options (right to buy)
39.75
Common Stock
3239
3239
D
Restricted Stock Units
0
Common Stock
3442
3442
D
Performance-based Restricted Stock Units
0
Common Stock
5162
5162
D
Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.
Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
Each RSU granted to reporting person on 4/27/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 4/27/2020, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.
Each performance-based RSU granted to reporting person on 2/28/2020 represents the right to receive, following vesting, up to 200% of one share of Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2020 and ending on the last day of the fiscal year of 2022.
Each RSU granted to reporting person on 2/28/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Stock options granted to reporting person on 2/28/2020, unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Each performance-based RSU granted to reporting person on 2/22/2019 represents the right to receive, following vesting, up to 150% of one share of Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2019 and ending on the last day of the fiscal year of 2021.
Willard A. Blair, as Attorney-in-Fact for TRICIA L. FULTON
2021-02-01