0001692276-20-000028.txt : 20200429
0001692276-20-000028.hdr.sgml : 20200429
20200429134050
ACCESSION NUMBER: 0001692276-20-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200427
FILED AS OF DATE: 20200429
DATE AS OF CHANGE: 20200429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fulton Tricia L
CENTRAL INDEX KEY: 0001355892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21835
FILM NUMBER: 20829095
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PARKWAY
CITY: SARASOTA
STATE: FL
ZIP: 34243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001024795
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 592754337
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
BUSINESS PHONE: 9413621200
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
FORMER COMPANY:
FORMER CONFORMED NAME: SUN HYDRAULICS CORP
DATE OF NAME CHANGE: 19970423
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-04-27
0
0001024795
HELIOS TECHNOLOGIES, INC.
HLIO
0001355892
Fulton Tricia L
1500 WEST UNIVERSITY PARKWAY
SARASOTA
FL
34243
0
1
0
0
CFO, Interim President and CEO
Common Stock
53569.49
D
Common Stock
5688.844
I
By 401(k) Plan Trust
Restricted Stock Units
0
2020-04-27
4
A
0
7740
0
A
Common Stock
7740
7740
D
Performance-Based Restricted Stock Units
0
Common Stock
6478
6478
D
Restricted Stock Units
0
Common Stock
3239
3239
D
Non-qualified Stock Options (right to buy)
39.75
2030-02-28
Common Stock
3239
3239
D
Restricted Stock Units
0
Common Stock
3442
3442
D
Performance-based Restricted Stock Units
0
Common Stock
5162
5162
D
Includes shares purchased and dividend reinvestment shares through the Helios Technologies, Inc. Employee Stock Purchase Plan (16.7749 during the quarter ended March 28, 2020).
Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
Each RSU represents the right to receive, following vesting, one share of Common Stock.
Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.
Performance-based restricted stock units granted to the reporting person on 2/28/2020, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending December 3 1, 2022.
Restricted stock units granted to reporting person on 2/28/2020, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Stock Options granted to reporting person on 2/28/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Performance-based restricted stock units granted to the reporting person on 2/22/2019, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.
Julio C. Esquivel, as Attorney-in-Fact for TRICIA L. FULTON
2020-04-29