0001692276-20-000004.txt : 20200225 0001692276-20-000004.hdr.sgml : 20200225 20200225104118 ACCESSION NUMBER: 0001692276-20-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190222 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fulton Tricia L CENTRAL INDEX KEY: 0001355892 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21835 FILM NUMBER: 20648254 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2019-02-22 2019-02-26 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001355892 Fulton Tricia L 1500 WEST UNIVERSITY PARKWAY SARASOTA FL 34243 0 1 0 0 Chief Financial Officer Performance-Based Restricted Stock Units 0 2019-02-22 4 A 0 5162 0 A Common Stock 5162 5162 D Restricted Stock Units 0 2019-02-22 4 A 0 5163 0 A Common Stock 5163 5163 D Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 150% of one share of Sun Hydraulics common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022. This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs. Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. Gregory C. Yadley, as Attorney-in-Fact for TRICIA L. FULTON 2020-02-25