0001692276-19-000009.txt : 20191107 0001692276-19-000009.hdr.sgml : 20191107 20191107115743 ACCESSION NUMBER: 0001692276-19-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180303 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fulton Tricia L CENTRAL INDEX KEY: 0001355892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21835 FILM NUMBER: 191199092 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-03 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001355892 Fulton Tricia L 1500 WEST UNIVERSITY PARKWAY SARASOTA FL 34243 0 1 0 0 Chief Financial Officer Common Stock 2018-03-03 4 F 0 1200 53.03 D 58038.1367 D Common Stock 2018-10-22 4 F 0 1100 47.14 D 56938.1367 D Common Stock 2019-11-05 4 S 0 1500 45 D 55872.36 D Common Stock 5665.32 I BY ESOP TRUST Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,667 shares of restricted stock granted to the reporting person on October 22, 2015. Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019. Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (222.77 during the quarter ended March 30, 2019; 144.30 during the quarter ended June 29, 2019; and 67.15 additional dividend reinvestment shares). Reflects allocations of shares under the Helios Technologies, Inc. Employee Stock Ownership Plan. Gregory C. Yadley, as Attorney-in-Fact for TRICIA L. FULTON 2019-11-07