0001691811-20-000002.txt : 20200429
0001691811-20-000002.hdr.sgml : 20200429
20200429152724
ACCESSION NUMBER: 0001691811-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200427
FILED AS OF DATE: 20200429
DATE AS OF CHANGE: 20200429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McPeak Jinger J
CENTRAL INDEX KEY: 0001691811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21835
FILM NUMBER: 20829766
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PARKWAY
CITY: SARASOTA
STATE: FL
ZIP: 34243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001024795
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 592754337
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
BUSINESS PHONE: 9413621200
MAIL ADDRESS:
STREET 1: 1500 WEST UNIVERSITY PKWY
CITY: SARASOTA
STATE: FL
ZIP: 34243
FORMER COMPANY:
FORMER CONFORMED NAME: SUN HYDRAULICS CORP
DATE OF NAME CHANGE: 19970423
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-04-27
0
0001024795
HELIOS TECHNOLOGIES, INC.
HLIO
0001691811
McPeak Jinger J
1500 WEST UNIVERSITY PARKWAY
SARASOTA
FL
34243
0
1
0
0
Officer
Common Stock
4187.1739
D
Restricted Stock Units
0
2020-04-27
4
A
0
5418
0
A
Common Stock
5418
5418
D
Performance-Based Restricted Stock Units
0
Common Stock
2755
2755
D
Restricted Stock Units
0
Common Stock
1377
1377
D
Non-qualified Stock Options (right to buy)
39.75
2030-02-28
Common Stock
1377
1377
D
Restricted Stock Units
0
Common Stock
1140
1140
D
Performance-based Restricted Stock Units
0
Common Stock
1710
1710
D
Includes dividend reinvestment shares through the Helios Technologies, Inc. Employee Stock Purchase Plan (0.9909 during the quarter ended March 28, 2020).
Each RSU represents the right to receive, following vesting, one share of Common Stock.
Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.
Performance-based restricted stock units granted to the reporting person on 2/28/2020, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending December 3 1, 2022.
Restricted stock units granted to reporting person on 2/28/2020, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Stock Options granted to reporting person on 2/28/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
Performance-based restricted stock units granted to the reporting person on 2/22/2019, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.
Julio C. Esquivel, as Attorney-in-Fact for Jinger J. McPeak
2020-04-29