0001691811-20-000002.txt : 20200429 0001691811-20-000002.hdr.sgml : 20200429 20200429152724 ACCESSION NUMBER: 0001691811-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200427 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPeak Jinger J CENTRAL INDEX KEY: 0001691811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21835 FILM NUMBER: 20829766 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-04-27 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001691811 McPeak Jinger J 1500 WEST UNIVERSITY PARKWAY SARASOTA FL 34243 0 1 0 0 Officer Common Stock 4187.1739 D Restricted Stock Units 0 2020-04-27 4 A 0 5418 0 A Common Stock 5418 5418 D Performance-Based Restricted Stock Units 0 Common Stock 2755 2755 D Restricted Stock Units 0 Common Stock 1377 1377 D Non-qualified Stock Options (right to buy) 39.75 2030-02-28 Common Stock 1377 1377 D Restricted Stock Units 0 Common Stock 1140 1140 D Performance-based Restricted Stock Units 0 Common Stock 1710 1710 D Includes dividend reinvestment shares through the Helios Technologies, Inc. Employee Stock Purchase Plan (0.9909 during the quarter ended March 28, 2020). Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date. Performance-based restricted stock units granted to the reporting person on 2/28/2020, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending December 3 1, 2022. Restricted stock units granted to reporting person on 2/28/2020, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Stock Options granted to reporting person on 2/28/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date. Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Performance-based restricted stock units granted to the reporting person on 2/22/2019, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022. Julio C. Esquivel, as Attorney-in-Fact for Jinger J. McPeak 2020-04-29