0001209191-23-014540.txt : 20230302 0001209191-23-014540.hdr.sgml : 20230302 20230302152809 ACCESSION NUMBER: 0001209191-23-014540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fulton Tricia L CENTRAL INDEX KEY: 0001355892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 23698471 MAIL ADDRESS: STREET 1: 7456 16TH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-28 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001355892 Fulton Tricia L 7456 SIXTEENTH STREET EAST SARASOTA FL 34243 0 1 0 0 EVP, Chief Financial Officer Common Stock 2023-02-28 4 M 0 12894 0.00 A 67876.7394 D Common Stock 2023-02-28 4 F 0 5074 54.44 D 62802.7394 D Common Stock 2023-02-28 4 M 0 1080 0.00 A 63882.7394 D Common Stock 2023-02-28 4 F 0 425 67.74 D 63457.7394 D Common Stock 5754.826 I By 401(k) Plan Trust Performance-Based Restricted Stock Units 2023-02-28 4 M 0 12894 0.00 D Common Stock 12894 0 D Restricted Stock Units 2023-02-28 4 M 0 1080 0.00 D Common Stock 1080 0 D Acquired performance-based restricted stock units granted to the Reporting Person on February 28, 2020, as determined by the performance period beginning on the first day of the Company's 2020 fiscal year and ending on the last day of the Company's 2022 fiscal year, following subsequent financial approval of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 199%. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Withholding of shares to cover taxes on the vesting was calculated pursuant to performance criteria for period ending on the last day of December 31, 2022. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. /s/ Marc Greenberg, Attorney-in-Fact for Tricia L. Fulton 2023-03-02