0001209191-23-002897.txt : 20230110 0001209191-23-002897.hdr.sgml : 20230110 20230110203342 ACCESSION NUMBER: 0001209191-23-002897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230106 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matosevic Josef CENTRAL INDEX KEY: 0001492606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 23522374 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PARKWAY CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-06 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001492606 Matosevic Josef 7456 SIXTEENTH STREET EAST SARASOTA FL 34243 0 1 0 0 President and CEO Common Stock 35.23 I By Son Performance-Based Restricted Stock Units 0.00 2023-01-06 4 A 0 39737 0.00 A Common Stock 39737 39737 D Restricted Stock Units 0.00 2023-01-06 4 A 0 39737 0.00 A Common Stock 39737 39737 D Restricted Stock Units 0.00 2023-01-06 4 A 0 33 0.00 A Common Stock 33 33 I By Son The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any. Restricted stock units granted to reporting person on January 6, 2023, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2023 and ending the last day of the fiscal year of 2025, providing continuous employment with the Company through March 15, 2026. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Each RSU represents the right to receive, following vesting, one share of Common Stock. /s/ Marc Greenberg, Attorney-in-Fact for Josef Matosevic 2023-01-10