0001209191-22-016386.txt : 20220304 0001209191-22-016386.hdr.sgml : 20220304 20220304170900 ACCESSION NUMBER: 0001209191-22-016386 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220104 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenberg Marc A CENTRAL INDEX KEY: 0001904959 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 22715148 MAIL ADDRESS: STREET 1: 7456 16TH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2022-01-04 2022-01-14 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001904959 Greenberg Marc A C/O HELIOS TECHNOLOGIES, INC. 7456 16TH ST E SARASOTA FL 34243 0 1 0 0 General Counsel and Secretary Common Stock 258.93 D Common Stock 54.543 I by 401(k) Plan Trust Restricted Stock Units 0.00 Common Stock 545 D Restricted Stock Units 0.00 Common Stock 250 D Restricted Stock Units 0.00 Common Stock 988 D Performance-based Restricted Stock Units 0.00 Common Stock 988 D Shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan. Restricted stock units granted to reporting person on January 28, 2021; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Each RSU represents the right to receive, following vesting, one share of Common Stock. Restricted stock units granted to reporting person on December 8, 2021; unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into Common Stock on March 9, 2022. Restricted stock units granted to reporting person on January 3, 2022; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Restricted stock units granted to reporting person on January 3, 2022, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee over a three-year performance period beginning on the first day of the fiscal year of 2022 and ending on the last day of the fiscal year of 2024. This Form 3 is being amended to report an administrative oversight in the Reporting Person's Restricted Stock Units. /s/ Carter Lang, Attorney-in-Fact for Marc A. Greenberg 2022-03-04