0001209191-22-014388.txt : 20220301 0001209191-22-014388.hdr.sgml : 20220301 20220301193800 ACCESSION NUMBER: 0001209191-22-014388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Jason Lemar CENTRAL INDEX KEY: 0001866634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 22700649 MAIL ADDRESS: STREET 1: 1500 WEST UNIVERSITY PKWY CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-25 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001866634 Morgan Jason Lemar 7456 SIXTEENTH STREET EAST SARASOTA FL 34243 0 1 0 0 President, CVT Common Stock 2022-02-25 4 M 0 1456 0.00 A 2640.618 D Common Stock 2022-02-25 4 F 0 573 105.17 D 2067.618 D Common Stock 2022-02-28 4 M 0 348 0.00 A 2415.618 D Common Stock 2022-02-28 4 F 0 137 78.41 D 2278.618 D Common Stock 23.451 I By 401(k) Plan Trust Performance-Based Restricted Stock Units 2022-02-25 4 M 0 1456 0.00 D Common Stock 1456 0 D Restricted Stock Units 2022-02-28 4 M 0 348 0.00 D Common Stock 348 348 D Acquired performance-based restricted stock units granted to the Reporting Person on February 22, 2019, as determined by the performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022, following subsequent financial approval on February 25, 2022 of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 150%. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Withholding of shares to cover taxes on the vesting was calculated pursuant to performance criteria for period ending on the last day of January 1, 2022. No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan. Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. /s/ Marc Greenberg, Attorney-in-Fact for Jason L. Morgan 2022-03-01