0001209191-21-063823.txt : 20211110 0001209191-21-063823.hdr.sgml : 20211110 20211110142811 ACCESSION NUMBER: 0001209191-21-063823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fulton Tricia L CENTRAL INDEX KEY: 0001355892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40935 FILM NUMBER: 211396008 MAIL ADDRESS: STREET 1: 7456 16TH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001024795 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 592754337 STATE OF INCORPORATION: FL FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413621200 MAIL ADDRESS: STREET 1: 7456 SIXTEENTH STREET EAST CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: SUN HYDRAULICS CORP DATE OF NAME CHANGE: 19970423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-08 0 0001024795 HELIOS TECHNOLOGIES, INC. HLIO 0001355892 Fulton Tricia L 7456 SIXTEENTH STREET EAST SARASOTA FL 34243 0 1 0 0 Chief Financial Officer Common Stock 2021-11-08 4 S 0 2000 100.0175 D 43643.7698 D Common Stock 2021-11-09 4 S 0 1500 105.00 D 42143.7698 D Common Stock 5729.505 I By 401(k) Plan Trust Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2021. This transaction was executed in multiple trades at prices ranging from $100.00 to $100.035. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (8.2588 shares during the third quarter of 2021). Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan. /s/ Melanie M. Nealis, as Attorney-in-Fact for Tricia L. Fulton 2021-11-10