0001192482-17-000313.txt : 20171215 0001192482-17-000313.hdr.sgml : 20171215 20171215161423 ACCESSION NUMBER: 0001192482-17-000313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTER ERIC M CENTRAL INDEX KEY: 0001024770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35600 FILM NUMBER: 171259126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIVE BELOW, INC CENTRAL INDEX KEY: 0001177609 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 753000378 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1818 MARKET STREET STREET 2: SUITE 2000 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215 546 7909 MAIL ADDRESS: STREET 1: 1818 MARKET STREET STREET 2: SUITE 2000 CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: FIVE BELOW INC DATE OF NAME CHANGE: 20030305 FORMER COMPANY: FORMER CONFORMED NAME: CHEAP HOLDINGS INC DATE OF NAME CHANGE: 20020717 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-14 0001177609 FIVE BELOW, INC FIVE 0001024770 SPECTER ERIC M C/O FIVE BELOW, INC. 1818 MARKET STREET, SUITE 2000 PHILADELPHIA PA 19103 0 1 0 0 Chief Administrative Officer Common Stock 2017-12-14 4 M 0 7193 28.58 A 13883 D Common Stock 2017-12-14 4 S 0 7193 67.08 D 6690 D Common Stock 2017-12-14 4 M 0 7807 35.27 A 14497 D Common Stock 2017-12-14 4 S 0 7807 67.08 D 6690 D Stock Option (right to buy) 28.58 2017-12-14 4 M 0 7193 0 D 2025-03-10 Common Stock 7193 7193 D Stock Option (right to buy) 35.27 2017-12-14 4 M 0 7807 0 D 2024-07-28 Common Stock 7807 7807 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.93 to $67.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 50% of the option grant vested and became exercisable on March 10, 2017, and the remaining 50% will vest and become exercisable in 25% increments on the third and fourth anniversaries of the vesting commencement date, subject to the reporting person's continued employment. 50% of the option grant vested and became exercisable on July 28, 2016, 25% of the option grant vested and became exercisable on July 28, 2017 and the remaining 25% will vest and become exercisable on July 28, 2018, subject to the reporting person's continued employment. /s/ Maureen Mulligan, as Attorney-In-Fact for Eric Specter 2017-12-15