0001209191-17-065963.txt : 20171215 0001209191-17-065963.hdr.sgml : 20171215 20171215164206 ACCESSION NUMBER: 0001209191-17-065963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171213 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guo Peng CENTRAL INDEX KEY: 0001623823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12387 FILM NUMBER: 171259508 MAIL ADDRESS: STREET 1: 6F NO. 686 JIU JIANG ROAD STREET 2: HUANG PO DISTRICT CITY: SHANGHAI STATE: F4 ZIP: 200001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TENNECO INC CENTRAL INDEX KEY: 0001024725 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 760515284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 NORTH FIELD DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-482-5000 MAIL ADDRESS: STREET 1: 500 N FIELD DR STREET 2: ROOM T 2560B CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: TENNECO AUTOMOTIVE INC DATE OF NAME CHANGE: 19991112 FORMER COMPANY: FORMER CONFORMED NAME: NEW TENNECO INC DATE OF NAME CHANGE: 19961011 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-13 0 0001024725 TENNECO INC TEN 0001623823 Guo Peng 500 NORTH FIELD DRIVE LAKE FOREST IL 60045 0 1 0 0 Executive Vice President Common Stock 2017-12-12 5 G 0 E 4000 0.00 D 87957 D Common Stock 2017-12-13 4 M 0 1650 45.42 A 89607 D Common Stock 2017-12-13 4 S 0 1650 57.73 D 87957 D Common Stock 2017-12-13 4 M 0 373 43.20 A 88330 D Common Stock 2017-12-13 4 S 0 373 57.67 D 87957 D Common Stock 2017-12-13 4 M 0 3535 29.83 A 91492 D Common Stock 2017-12-13 4 S 0 3535 57.67 D 87957 D Common Stock 26315 I By 401(k) Common Stock 32683 D Employee Stock Option (Right to Acquire) 45.42 2017-12-13 4 M 0 1650 D 2018-01-18 Common Stock 1650 0 D Employee Stock Option (Right to Acquire) 43.20 2017-12-13 4 M 0 373 D 2018-07-19 Common Stock 373 0 D Employee Stock Option (Right to Acquire) 29.83 2017-12-13 4 M 0 3535 D 2019-01-17 Common Stock 3535 0 D Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. The Common Stock sold by the Reporting Person and reported herein was sold at a range of between $57.661 and $57.673 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. The stock options exercised by the Reporting Person vested in three equal installments on January 19, 2012, January 19, 2013 and January 19, 2014. Reflects stock options granted pursuant to Rule 16b-3. The stock options exercised by the Reporting Person vested in three equal installments on July 20, 2012, July 20, 2013 and July 20, 2014. The stock options exercised by the Reporting Person vested in three equal installments on January 18, 2013, January 18, 2014 and January 18, 2015. /s/ Brandon B. Smith, Attorney-in-fact for Peng Guo 2017-12-15 EX-24.4_757261 2 poa.txt POA DOCUMENT POWER OF ATTORNEY AND CONFIRMING STATEMENT KNOW ALL PERSONS BY THESE PRESENTS, that I hereby designate, appoint, and constitute, and hereby confirm the designation, appointment and constitution of, each of Maja Fabula, Jason M. Hollar, Paul D. Novas, Brandon B. Smith and Kenneth R. Trammell as my true and lawful attorney-in-fact and agent, with full power of substitution, for me and in my name, place and stead, in any and all capacities, to execute and file on my behalf all Forms 3, 4 and 5 (including any amendments thereto) that I may be required to file with the U.S. Securities and Exchange Commission (the "SEC") and any stock exchange as a result of my direct or indirect ownership of, or transactions in, securities of Tenneco Inc. or its subsidiary companies. I hereby further grant unto each said attorney-in-fact and agent all full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, fully to all intents and purposes as I might or could do in person, hereby ratifying and confirming all that each said attorney-in-fact and agent or my substitute or substitutes may lawfully do or cause to be done by virtue of the power and authority granted hereunder to each attorney-in-fact including, without limitation, the full power and authority to apply for, change or otherwise access any codes or other authorizations necessary to make the filings with the SEC. The authority of Maja Fabula, Jason M. Hollar, Paul D. Novas, Brandon B. Smith and Kenneth R. Trammell under this Power of Attorney and Confirming Statement shall continue until I am no longer required to file Forms 3, 4 and 5 with regard to my direct or indirect ownership of or transactions in securities of Tenneco Inc. or its subsidiary companies. I hereby acknowledge Maja Fabula, Jason M. Hollar, Paul D. Novas, Brandon B. Smith and Kenneth R. Trammell are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended. Date: 11/28/2017 Signed: /s/ Peng Guo