FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/29/2017 |
3. Issuer Name and Ticker or Trading Symbol
TENNECO INC [ TEN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 48,649 | D | |
Common Stock | 1,175(1) | D | |
Common Stock | 3,092(2) | D | |
Common Stock | 1,462(3) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options (Right to Acquire) | (4) | 01/15/2020 | Common Stock | 5,322 | $36.29 | D | |
Employee Stock Options (Right to Acquire) | (4) | 01/14/2021 | Common Stock | 3,321 | $56.23 | D |
Explanation of Responses: |
1. Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. The restricted stock reflected above becomes vested on February 4, 2018. |
2. Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. The restricted stock reflected above becomes vested 1,546 shares on February 3, 2018 and 1,546 shares on February 3, 2019. |
3. Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. The restricted stock reflected above will vest 552 shares on February 1, 2019 and 910 shares on February 1, 2020. |
4. Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3, one-third of which vested on each of the first three anniversaries of the grant date. All of the stock options reflected above have become vested. |
Remarks: |
/s/Brandon B. Smith, Attorney-in-fact for Paul D. Novas | 10/05/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |