0001181431-14-037176.txt : 20141124 0001181431-14-037176.hdr.sgml : 20141124 20141124171335 ACCESSION NUMBER: 0001181431-14-037176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141120 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TENNECO INC CENTRAL INDEX KEY: 0001024725 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 760515284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 NORTH FIELD DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-482-5000 MAIL ADDRESS: STREET 1: 500 N FIELD DR STREET 2: ROOM T 2560B CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: TENNECO AUTOMOTIVE INC DATE OF NAME CHANGE: 19991112 FORMER COMPANY: FORMER CONFORMED NAME: NEW TENNECO INC DATE OF NAME CHANGE: 19961011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Novas Paul D CENTRAL INDEX KEY: 0001369565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12387 FILM NUMBER: 141247078 MAIL ADDRESS: STREET 1: 500 NORTH FIELD DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 rrd419291.xml X0306 4 2014-11-20 0 0001024725 TENNECO INC TEN 0001369565 Novas Paul D 500 NORTH FIELD DRIVE LAKE FOREST IL 60045 0 1 0 0 Vice President Common Stock 2014-11-20 4 M 0 6800 23.75 A 117038 D Common Stock 2014-11-20 4 S 0 6800 56.12 D 110238 D Common Stock 2014-11-21 4 S 0 7691 56.24 D 102547 D Common Stock 2014-11-24 4 S 0 4696 56.54 D 97851 D Common Stock 5192 D Common Stock 17509 I By 401(K) Employee Srock Options (Right to Buy) 23.75 2014-11-20 4 M 0 6800 D 2015-01-14 Common Stock 6800 0 D Stock Equivalent Units 0 2014-11-20 4 I 0 110863 56.04 D Common Stock 110863 0 D Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.053 and $56.18 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.17 and $56.32 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.50 and $56.70 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3. Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. The stock options exercised by the Reporting Person vested in three equal installments on January 15, 2009, January 15, 2010 and January 15, 2011. Reflects stock options granted pursuant to Rule 16b-3. 1-for-1. Represents a Discretionary Transaction that is exempt from Section 16(b) pursuant to Rule 16b-3(f). Reallocation of Stock Equivalent Units by the Reporting Person into another investment alternative pursuant to the Issuer's Incentive Deferral Plan. Previously deferred compensation invested by the Reporting Person in Stock Equivalent Units under the Issuer's Incentive Deferral Plan. The deferred amounts will be settled at varying times based on the Reporting Person's elections or, in each case if earlier, upon the Reporting Person's separation from service with the Issuer. /s/James D. Harrington, Attorney-in-fact for Paul D. Novas 2014-11-24