0001181431-14-036946.txt : 20141120 0001181431-14-036946.hdr.sgml : 20141120 20141120163218 ACCESSION NUMBER: 0001181431-14-036946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141118 FILED AS OF DATE: 20141120 DATE AS OF CHANGE: 20141120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TENNECO INC CENTRAL INDEX KEY: 0001024725 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 760515284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 NORTH FIELD DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-482-5000 MAIL ADDRESS: STREET 1: 500 N FIELD DR STREET 2: ROOM T 2560B CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: TENNECO AUTOMOTIVE INC DATE OF NAME CHANGE: 19991112 FORMER COMPANY: FORMER CONFORMED NAME: NEW TENNECO INC DATE OF NAME CHANGE: 19961011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrington James D. CENTRAL INDEX KEY: 0001463530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12387 FILM NUMBER: 141239386 MAIL ADDRESS: STREET 1: 500 NORTH FIELD DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 rrd419125.xml X0306 4 2014-11-18 0 0001024725 TENNECO INC TEN 0001463530 Harrington James D. 500 NORTH FIELD DRIVE LAKE FOREST IL 60045 0 1 0 0 Senior Vice President Common Stock 2014-11-18 4 M 0 1700 23.75 A 19493 D Common Stock 2014-11-18 4 M 0 3120 1.99 A 22613 D Common Stock 2014-11-18 4 M 0 12159 6.61 A 34772 D Common Stock 2014-11-18 4 S 0 16979 56.50 D 17793 D Common Stock 10488 D Common Stock 10907 I By 401(k) Employee Stock Options (Right to Buy) 23.75 2014-11-18 4 M 0 1700 D 2015-01-14 Common Stock 1700 0 D Employee Stock Options (Right to Buy) 1.99 2014-11-18 4 M 0 3120 D 2016-01-21 Common Stock 3120 0 D Employee Stock Options (Right to Buy) 6.61 2014-11-18 4 M 0 12159 D 2016-05-31 Common Stock 12159 0 D Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $56.37 and $56.602 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Reflects resticted stock granted to the Reporting Person pursuant to Rule 16b-3. Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan. The stock options exercised by the Reporting Person vested in three equal installments on January 15, 2009, January 15, 2010 and January 15, 2011. Reflects stock options granted pursuant to Rule 16b-3. The stock options exercised by the Reporting Person vested in three equal installments on January 22, 2010, January 22, 2011 and January 22, 2012. The stock options exercised by the Reporting Person vested in three equal installments on June 1, 2010, June 1, 2011 and June 1, 2012. /s/ James D. Harrington 2014-11-20