-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V3ZTa6T40Q43/kaAW9C8clI4Yy3w1HGtAkQsOGjez1ZMiFfZmtLJl9YEAZKAZAhw wI0wrwsvUMk1vc6nS5d+Gw== /in/edgar/work/0000950103-00-001264/0000950103-00-001264.txt : 20001116 0000950103-00-001264.hdr.sgml : 20001116 ACCESSION NUMBER: 0000950103-00-001264 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUINTUS CORP CENTRAL INDEX KEY: 0001024678 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 770021612 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 000-27985 FILM NUMBER: 769732 BUSINESS ADDRESS: STREET 1: 47212 MISSION FALLS COURT CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 5106242800 MAIL ADDRESS: STREET 1: 47212 MISSION FALLS COURT CITY: FREMONT STATE: CA ZIP: 94539 NT 10-Q 1 0001.txt NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 000-27985 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] FORM 10-K [ ] FORM 20-F [ ] FORM 11-K [X] FORM 10-Q [ ] FORM N-SAR FOR THE PERIOD ENDED: SEPTEMBER 30, 2000 [ ] TRANSITION REPORT ON FORM 10-K [ ] TRANSITION REPORT ON FORM 20-F [ ] TRANSITION REPORT ON FORM 11-K [ ] TRANSITION REPORT ON FORM 10-Q [ ] TRANSITION REPORT ON FORM N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A PART I REGISTRANT INFORMATION Full Name of Registrant: Quintus Corporation Address of Principal Executive Office (Street and Number) 47212 Mission Falls Court Fremont, CA 94539 1 PART II RULES 12-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [ ] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by rule 12b-25(c) has been attached if applicable. PART III NARRATIVE State below in reasonable detail the reasons why Form 10-K and Form 10-KSB, 20-F, 11-K, 10-Q, and Form 10-QSB, N-SAR, or the transition report or, portion thereof could not be filed within the prescribed period. The Board of Directors of the Registrant announced that PricewaterhouseCoopers LLP has been engaged to investigate certain financial reporting matters, under the supervision of the Audit Committee of the Board of Directors. In connection with the investigation, the Registrant has delayed filing with the Securities and Exchange Commission its Form 10-Q for the quarter ended September 30, 2000, pending completion of the investigation of revenue and accounts receivable for that period, previously announced on October 17, 2000, as well as for earlier periods. Among the issues under review is the Registrant's statement, on October 17, 2000, that it had collected a receivable from an outsourcing company. Subsequent to that announcement, it has become unclear whether funds received by the Registrant, apparently in satisfaction of that receivable, were in fact paid by or on behalf of the outsourcing company. The Registrant is reviewing the circumstances surrounding the transaction to determine an appropriate course of action. The Registrant's Board of Directors has placed Chairman and Chief Executive Officer Alan Anderson on administrative leave. The Board of Directors has designated Paul Bartlett, the Registrant's Chief Operating Officer, as the acting Chief Executive Officer of the Registrant. Mr. Bartlett and the Registrant's Chief Financial Officer are assisting in the Audit Committee's investigation. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Paul Bartlett, Acting Chief Executive Officer, (510) 624-2800 (2) Have all other periodic reports required under section 13 or 15 (d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statement to be included in the subject report or portion thereof? [X] Yes [ ] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Please see Exhibit A attached hereto and forming a part hereof. 2 Quintus Corporation has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 14, 2000 By: /s/ Paul Bartlett -------------------- Paul Bartlett Acting Chief Executive Officer 3 EXHIBIT A On October 17, 2000, the Registrant announced its expected results for the three and six months ended September 30, 2000. These results or results from prior periods may be affected by the matters referred to in Part III of this Form 12b-25, but the Registrant cannot now determine the quantitative affects of such matters. 4 -----END PRIVACY-ENHANCED MESSAGE-----