0001209191-17-056765.txt : 20171012 0001209191-17-056765.hdr.sgml : 20171012 20171012172017 ACCESSION NUMBER: 0001209191-17-056765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171010 FILED AS OF DATE: 20171012 DATE AS OF CHANGE: 20171012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Theophilus Nicole B CENTRAL INDEX KEY: 0001578155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35846 FILM NUMBER: 171135093 MAIL ADDRESS: STREET 1: C/O WEST CORPORATION STREET 2: 11808 MIRACLE HILLS DRIVE CITY: OMAHA STATE: NE ZIP: 68154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEST CORP CENTRAL INDEX KEY: 0001024657 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470777362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11808 MIRACLE HILLS DR CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4025717700 MAIL ADDRESS: STREET 1: 11808 MIRACLE HILLS DR. CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: WEST TELESERVICES CORP DATE OF NAME CHANGE: 19961010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-10 1 0001024657 WEST CORP WSTC 0001578155 Theophilus Nicole B WEST CORPORATION 11808 MIRACLE HILLS DRIVE OMAHA NE 68154 0 1 0 0 Chief Human Resources Officer Common Stock 2017-10-10 4 D 0 18107 23.50 D 0 D Deferred Stock Units 2017-10-10 4 D 0 645.8245 D Common Stock 645.8245 0 D Performance-based Restricted Stock Units 2017-10-10 4 D 0 28920 D Common Stock 28920 0 D Represents shares of common stock that were cancelled and converted into the right to receive $23.50 per share pursuant to the merger agreement among the Issuer, Mount Olympus Holdings, Inc. and Olympus Merger Sub, Inc., dated as of May 9, 2017 (the "Merger Agreement"). The right to receive the merger consideration with respect to 16,780 of the shares remains subject to certain vesting conditions. Pursuant to the Merger Agreement and subject to the terms of the Issuer's Nonqualified Deferred Compensation Plan, as of the effective date of the merger, each deferred stock unit was cancelled and converted into the notional right to receive an amount of cash, equal to the product of (i) the number of shares of the Issuer's common stock issuable upon conversion of such deferred stock unit multiplied by (ii) $23.50 per share. Pursuant to the Merger Agreement, and subject to the terms of the applicable award agreement, each performance-based restricted stock unit was converted into the right to receive $23.50 per unit, subject to certain vesting conditions. /s/ Nicole B. Theophilus (signed by Deneen Shadewald as Power of Attorney for Reporting Person) 2017-10-12