0001214659-17-002263.txt : 20170331 0001214659-17-002263.hdr.sgml : 20170331 20170331142206 ACCESSION NUMBER: 0001214659-17-002263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAP CENTRAL INDEX KEY: 0001024628 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 943210624 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 BUSINESS PHONE: 7075258658 MAIL ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 FORMER COMPANY: FORMER CONFORMED NAME: ZAPWORLD COM DATE OF NAME CHANGE: 19990715 FORMER COMPANY: FORMER CONFORMED NAME: ZAP POWER SYSTEMS INC DATE OF NAME CHANGE: 19970319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Better World International Ltd CENTRAL INDEX KEY: 0001517669 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 17729707 BUSINESS ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 BUSINESS PHONE: 852-6346-0916 MAIL ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China Electric Vehicle Corp CENTRAL INDEX KEY: 0001513221 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 17729708 BUSINESS ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: KWUN TONG ROAD 418 CITY: KWUN TONG STATE: K3 ZIP: 418 BUSINESS PHONE: 852-6346-0916 MAIL ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: KWUN TONG ROAD 418 CITY: KWUN TONG STATE: K3 ZIP: 418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU PRISCILLA M CENTRAL INDEX KEY: 0001222621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 17729709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cathaya Capital LP CENTRAL INDEX KEY: 0001513060 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 17729710 BUSINESS ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: 418 KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 BUSINESS PHONE: 852-6346-0916 MAIL ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: 418 KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 4 1 marketforms-38051.xml PRIMARY DOCUMENT X0306 4 2017-02-21 0001024628 ZAP ZAAP 0001513060 Cathaya Capital LP 1501-08 MILLENNIUM CITY 5 418 KWUN TONG ROAD KWUN TONG K3 418 HONG KONG false false true true Member of 10% Group 0001222621 LU PRISCILLA M true false true true Member of 10% Owner Group 0001513221 China Electric Vehicle Corp 1501-08 MILLENNIUM CITY 5 KWUN TONG ROAD 418 KWUN TONG K3 418 HONG KONG false false true true Member of 10% Owner Group 0001517669 Better World International Ltd 1501-08 MILLENNIUM CITY 5 KWUN TONG ROAD KWUN TONG K3 418 HONG KONG false false true true Member of 10% Owner Group Common Stock 2017-02-21 2017-02-21 4 A false 43272865 0.033 A 221775743 I See Footnotes Employee Stock Option 0.39 2009-08-06 4 A false 1000000 0 A 2019-08-06 2019-08-05 Common stock 1000000 1000000 D Employee Stock Option 0.39 2009-08-06 4 A false 5600364 0 A 2019-08-05 Common Stock 5600354 6600364 D These shares were issued in lieu of the payment of interest owed to China Electric Vehicle Corporation on the Issuer's Senior Convertible Note dated January 12, 2011 and in satisfaction of indebtedness owed by the Issuer to Cathaya Management Co. Limited and to Better World International Hong Kong. China Electric Vehicle Corporation, Cathaya Management Co. Limited and Better World International are affiliates of the Reporting Person. Priscilla M. Lu disclaims beneficial ownership of the Issuer's securities reported herein except to the extent of her pecuniary interest. This option was granted to Priscilla M. Lu on August 6, 2009 and fully was vested and immediately exercisable on the date of grant. This option was granted to Priscilla M. Lu on August 6, 2009 and becomes fully vested and exercisable in three equal installments beginning August 6, 2009. /s/ Priscilla M. Lu, General Partner of Cathaya Capital L. P. 2017-03-31 /s/ Priscilla M. Lu 2017-03-31 /s/ Priscilla M. Lu, director of China Electric Vehicle Corporation 2017-03-31 By: /s/ Priscilla M. Lu, director of Better World International Ltd. 2017-03-31