0001214659-17-002263.txt : 20170331
0001214659-17-002263.hdr.sgml : 20170331
20170331142206
ACCESSION NUMBER: 0001214659-17-002263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAP
CENTRAL INDEX KEY: 0001024628
STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751]
IRS NUMBER: 943210624
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 FOURTH STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95401
BUSINESS PHONE: 7075258658
MAIL ADDRESS:
STREET 1: 501 FOURTH STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95401
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPWORLD COM
DATE OF NAME CHANGE: 19990715
FORMER COMPANY:
FORMER CONFORMED NAME: ZAP POWER SYSTEMS INC
DATE OF NAME CHANGE: 19970319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Better World International Ltd
CENTRAL INDEX KEY: 0001517669
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32534
FILM NUMBER: 17729707
BUSINESS ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: KWUN TONG ROAD
CITY: KWUN TONG
STATE: K3
ZIP: 418
BUSINESS PHONE: 852-6346-0916
MAIL ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: KWUN TONG ROAD
CITY: KWUN TONG
STATE: K3
ZIP: 418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: China Electric Vehicle Corp
CENTRAL INDEX KEY: 0001513221
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32534
FILM NUMBER: 17729708
BUSINESS ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: KWUN TONG ROAD 418
CITY: KWUN TONG
STATE: K3
ZIP: 418
BUSINESS PHONE: 852-6346-0916
MAIL ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: KWUN TONG ROAD 418
CITY: KWUN TONG
STATE: K3
ZIP: 418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LU PRISCILLA M
CENTRAL INDEX KEY: 0001222621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32534
FILM NUMBER: 17729709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cathaya Capital LP
CENTRAL INDEX KEY: 0001513060
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32534
FILM NUMBER: 17729710
BUSINESS ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: 418 KWUN TONG ROAD
CITY: KWUN TONG
STATE: K3
ZIP: 418
BUSINESS PHONE: 852-6346-0916
MAIL ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: 418 KWUN TONG ROAD
CITY: KWUN TONG
STATE: K3
ZIP: 418
4
1
marketforms-38051.xml
PRIMARY DOCUMENT
X0306
4
2017-02-21
0001024628
ZAP
ZAAP
0001513060
Cathaya Capital LP
1501-08 MILLENNIUM CITY 5
418 KWUN TONG ROAD
KWUN TONG
K3
418
HONG KONG
false
false
true
true
Member of 10% Group
0001222621
LU PRISCILLA M
true
false
true
true
Member of 10% Owner Group
0001513221
China Electric Vehicle Corp
1501-08 MILLENNIUM CITY 5
KWUN TONG ROAD 418
KWUN TONG
K3
418
HONG KONG
false
false
true
true
Member of 10% Owner Group
0001517669
Better World International Ltd
1501-08 MILLENNIUM CITY 5
KWUN TONG ROAD
KWUN TONG
K3
418
HONG KONG
false
false
true
true
Member of 10% Owner Group
Common Stock
2017-02-21
2017-02-21
4
A
false
43272865
0.033
A
221775743
I
See Footnotes
Employee Stock Option
0.39
2009-08-06
4
A
false
1000000
0
A
2019-08-06
2019-08-05
Common stock
1000000
1000000
D
Employee Stock Option
0.39
2009-08-06
4
A
false
5600364
0
A
2019-08-05
Common Stock
5600354
6600364
D
These shares were issued in lieu of the payment of interest owed to China Electric Vehicle Corporation on the Issuer's Senior Convertible Note dated January 12, 2011 and in satisfaction of indebtedness owed by the Issuer to Cathaya Management Co. Limited and to Better World International Hong Kong. China Electric Vehicle Corporation, Cathaya Management Co. Limited and Better World International are affiliates of the Reporting Person.
Priscilla M. Lu disclaims beneficial ownership of the Issuer's securities reported herein except to the extent of her pecuniary interest.
This option was granted to Priscilla M. Lu on August 6, 2009 and fully was vested and immediately exercisable on the date of grant.
This option was granted to Priscilla M. Lu on August 6, 2009 and becomes fully vested and exercisable in three equal installments beginning August 6, 2009.
/s/ Priscilla M. Lu, General Partner of Cathaya Capital L. P.
2017-03-31
/s/ Priscilla M. Lu
2017-03-31
/s/ Priscilla M. Lu, director of China Electric Vehicle Corporation
2017-03-31
By: /s/ Priscilla M. Lu, director of Better World International Ltd.
2017-03-31