0001214659-17-001461.txt : 20170227 0001214659-17-001461.hdr.sgml : 20170227 20170227172745 ACCESSION NUMBER: 0001214659-17-001461 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZAP CENTRAL INDEX KEY: 0001024628 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 943210624 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 17643363 BUSINESS ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 BUSINESS PHONE: 7075258658 MAIL ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 FORMER COMPANY: FORMER CONFORMED NAME: ZAPWORLD COM DATE OF NAME CHANGE: 19990715 FORMER COMPANY: FORMER CONFORMED NAME: ZAP POWER SYSTEMS INC DATE OF NAME CHANGE: 19970319 8-K 1 d2271708k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  November 2, 2016
 
ZAP
(Exact name of registrant as specified in its charter)
 
 
California
03-03000
94-3210624
State or other jurisdiction incorporation
Commission File Number
IRS Employer
Identification No.

 
501 Fourth Street, Santa Rosa, CA, 95401
(Address of principal executive offices)                                                          (Zip Code)

Registrant's telephone number, including area code:   (707 525-8658
 
 
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
Section 3-
Securities and Trading Markets

Item 3.02
Unregistered Sales of Equity Securities

Between November 2, 2016 and January 22, 2017, the Company issued an aggregate of 44,409,963 shares of its common stock. Of that amount, (a) 38,299,077 shares were issued to China Electric Vehicle Corporation under the terms of the Company’s Senior Convertible Promissory Note dated January 12, 2011 in lieu of the payment of accrued interest on the Note which is no longer an outstanding obligation of the Company; (b) 4,973,788 were issued to Better World International Hong Kong in satisfaction of indebtedness owed by the Company; and (c) 1,137,098 shares were issued to a  third party as compensation for engineering services rendered to ZAP.  The shares were issued at prices ranging from $0.024 to $0.047 per share.

The shares were issued pursuant to pursuant to Section 4(a)(2)  and/or Regulation S under  the Securities Act of 1933, as amended.

The number of shares of common stock issued and outstanding as of   February 27, 2017 as 610,405,648.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
ZAP
   
Dated:  February 27, 2017
 By:
 /s/ Alex Wang
   
Chief Executive Officer