0001072613-14-000496.txt : 20141230 0001072613-14-000496.hdr.sgml : 20141230 20141230145442 ACCESSION NUMBER: 0001072613-14-000496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141230 FILED AS OF DATE: 20141230 DATE AS OF CHANGE: 20141230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAP CENTRAL INDEX KEY: 0001024628 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 943210624 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 BUSINESS PHONE: 7075258658 MAIL ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 FORMER COMPANY: FORMER CONFORMED NAME: ZAPWORLD COM DATE OF NAME CHANGE: 19990715 FORMER COMPANY: FORMER CONFORMED NAME: ZAP POWER SYSTEMS INC DATE OF NAME CHANGE: 19970319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cathaya Capital LP CENTRAL INDEX KEY: 0001513060 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 141315810 BUSINESS ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: 418 KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 BUSINESS PHONE: 852-6346-0916 MAIL ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: 418 KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 4 1 cathaya4-123014_17736.xml OWNERSHIP DOCUMENT X0306 4 2014-12-30 0 0001024628 ZAP ZAAP 0001513060 Cathaya Capital LP 1501-08 MILLENNIUM CITY 5 418 KWUN TONG ROAD KWUN TONG K3 418 HONG KONG 1 0 1 1 Member of 10% Group Common Stock 2014-12-30 2014-12-30 4 A 0 13240262 .061 A 117351833 D Employee Stock Option .39 2009-08-06 4 A 0 1000000 0 A 2019-08-06 2019-08-05 Common Stock 1000000 1000000 D Employee Stock Option .39 2009-08-06 4 A 0 5600364 0 A 2019-08-05 Common Stock 5600364 6600364 D Common Stock Warrants .50 2009-08-06 4 P 0 16000000 0 A 2009-08-06 2014-08-06 Common Stock 16000000 22600364 D These shares were issued in lieu of the payment of interest on the Issuer's Senior Convertible Note dated January 12, 2011. Cathaya Capital L.P. is the direct owner of these securities. Priscilla M. Lu disclaims beneficial ownership of ZAP's securities reported herein except to the extent of her pecuniary interest. This option was granted to Priscilla M. Lu on August 6, 2009 and was fully vested and immediately excercisable on the date of the grant. This option was granted to Priscilla M. Lu on August 6, 2009 and becomes fully vested and excercisable in three equal installments beginning August 6, 2009. /s/ Priscilla M. Lu, General Partner of Cathaya Capital L.P. 2014-12-30