0001072613-11-000424.txt : 20110429
0001072613-11-000424.hdr.sgml : 20110429
20110429185448
ACCESSION NUMBER: 0001072613-11-000424
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090806
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAP
CENTRAL INDEX KEY: 0001024628
STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751]
IRS NUMBER: 943210624
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 FOURTH STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95401
BUSINESS PHONE: 7075258658
MAIL ADDRESS:
STREET 1: 501 FOURTH STREET
CITY: SANTA ROSA
STATE: CA
ZIP: 95401
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPWORLD COM
DATE OF NAME CHANGE: 19990715
FORMER COMPANY:
FORMER CONFORMED NAME: ZAP POWER SYSTEMS INC
DATE OF NAME CHANGE: 19970319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cathaya Capital LP
CENTRAL INDEX KEY: 0001513060
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32534
FILM NUMBER: 11797010
BUSINESS ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: 418 KWUN TONG ROAD
CITY: KWUN TONG
STATE: K3
ZIP: 418
BUSINESS PHONE: 852-6346-0916
MAIL ADDRESS:
STREET 1: 1501-08 MILLENNIUM CITY 5
STREET 2: 418 KWUN TONG ROAD
CITY: KWUN TONG
STATE: K3
ZIP: 418
3
1
cathaya3-080609_17098.xml
FORM 3 - CATHAYA CAPITAL, L.P.
X0203
3
2009-08-06
0
0001024628
ZAP
ZAAP
0001513060
Cathaya Capital LP
1501-08 MILLENNIUM CITY 5
418 KWUN TONG ROAD
KWUN TONG
K3
HONG KONG
0
0
1
1
Member of 10% Owner group
Common Stock
20000000
D
Common Stock Warrants (right to buy)
0.50
2009-08-06
2014-08-06
Common Stock
10000000
D
Secured Convertible Promissory Note
0.50
2009-08-06
2012-12-31
Common Stock
20000000
D
Common Stock Warrants (right to buy)
0.50
2014-08-06
Common Stock
6000000
D
The outstanding principal amount of this secured convertible promissory note can be converted at any time after its issuance date and until three days before its maturity date for 2,000 shares of ZAP Common Stock for each $1,000 converted under the note. ZAP has the ability to make advances on the note up to an aggregate amount of $10,000,000, but has not made any advances as of April 28, 2011 and therefore there is no principal outstanding on the note and the note is not currently convertible into any shares of ZAP Common Stock.
This warrant is exercisable for up to 6 million shares of ZAP Common Stock, based on the outstanding principal amount under the note referenced in footnote (1) above. As no amounts have been advanced and no principal is outstanding under this note, this warrant is not currently exercisable for any shares of ZAP Common Stock.
By: /s/ Priscilla M. Lu, its General Partner
2011-04-29