0001072613-11-000424.txt : 20110429 0001072613-11-000424.hdr.sgml : 20110429 20110429185448 ACCESSION NUMBER: 0001072613-11-000424 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090806 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAP CENTRAL INDEX KEY: 0001024628 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 943210624 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 BUSINESS PHONE: 7075258658 MAIL ADDRESS: STREET 1: 501 FOURTH STREET CITY: SANTA ROSA STATE: CA ZIP: 95401 FORMER COMPANY: FORMER CONFORMED NAME: ZAPWORLD COM DATE OF NAME CHANGE: 19990715 FORMER COMPANY: FORMER CONFORMED NAME: ZAP POWER SYSTEMS INC DATE OF NAME CHANGE: 19970319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cathaya Capital LP CENTRAL INDEX KEY: 0001513060 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32534 FILM NUMBER: 11797010 BUSINESS ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: 418 KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 BUSINESS PHONE: 852-6346-0916 MAIL ADDRESS: STREET 1: 1501-08 MILLENNIUM CITY 5 STREET 2: 418 KWUN TONG ROAD CITY: KWUN TONG STATE: K3 ZIP: 418 3 1 cathaya3-080609_17098.xml FORM 3 - CATHAYA CAPITAL, L.P. X0203 3 2009-08-06 0 0001024628 ZAP ZAAP 0001513060 Cathaya Capital LP 1501-08 MILLENNIUM CITY 5 418 KWUN TONG ROAD KWUN TONG K3 HONG KONG 0 0 1 1 Member of 10% Owner group Common Stock 20000000 D Common Stock Warrants (right to buy) 0.50 2009-08-06 2014-08-06 Common Stock 10000000 D Secured Convertible Promissory Note 0.50 2009-08-06 2012-12-31 Common Stock 20000000 D Common Stock Warrants (right to buy) 0.50 2014-08-06 Common Stock 6000000 D The outstanding principal amount of this secured convertible promissory note can be converted at any time after its issuance date and until three days before its maturity date for 2,000 shares of ZAP Common Stock for each $1,000 converted under the note. ZAP has the ability to make advances on the note up to an aggregate amount of $10,000,000, but has not made any advances as of April 28, 2011 and therefore there is no principal outstanding on the note and the note is not currently convertible into any shares of ZAP Common Stock. This warrant is exercisable for up to 6 million shares of ZAP Common Stock, based on the outstanding principal amount under the note referenced in footnote (1) above. As no amounts have been advanced and no principal is outstanding under this note, this warrant is not currently exercisable for any shares of ZAP Common Stock. By: /s/ Priscilla M. Lu, its General Partner 2011-04-29