0001820074-20-000003.txt : 20200812
0001820074-20-000003.hdr.sgml : 20200812
20200812201147
ACCESSION NUMBER: 0001820074-20-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200811
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chand Sujeet
CENTRAL INDEX KEY: 0001388884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 201096750
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-08-11
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001388884
Chand Sujeet
ROCKWELL AUTOMATION, INC.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
Sr VP & Chief Tech. Officer
Common Stock
6572.6205
I
By Savings Plan
Common Stock
2020-08-11
4
M
0
7000
115.69
A
35665
D
Common Stock
2020-08-11
4
M
0
4500
104.08
A
40165
D
Common Stock
2020-08-11
4
S
0
11500
234.0219
D
28665
D
Employee Stock Option (Right to Buy)
115.69
2020-08-11
4
M
0
7000
0
D
2015-12-02
2024-12-02
Common Stock
7000
800
D
Employee Stock Option (Right to Buy)
104.08
2020-08-11
4
M
0
4500
0
D
2016-12-03
2025-12-03
Common Stock
4500
12500
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $234.0102 to $234.3150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Sujeet Chand
2020-08-12