-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LDG+JH1IpwkG2B7065SVmGH9Tjy16lSq/OmLDUhI0xHfX6uxJRIpS8Ndmx8Bblhk Hiimtuwwnf4HCNONmRRUWA== 0001287504-05-000078.txt : 20050309 0001287504-05-000078.hdr.sgml : 20050309 20050309124400 ACCESSION NUMBER: 0001287504-05-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050307 FILED AS OF DATE: 20050309 DATE AS OF CHANGE: 20050309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS DON H JR CENTRAL INDEX KEY: 0001177270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05668677 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION STREET 2: 777 EAST WISCONSIN AVENUE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125377 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-07 0001024478 ROCKWELL AUTOMATION INC ROK 0001177270 DAVIS DON H JR 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 0 0 0 Common Stock 2005-03-07 4 M 0 44199 27.75 A 114875 D Common Stock 2005-03-07 4 S 0 44199 63.00 D 70676 D Common Stock 14309.0539 I By Savings Plan Employee stock option (right to buy) 15.50 2005-10-07 2012-10-07 Common Stock 116668 116668 D Employee stock option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 50000 50000 I By Davis Family Limited Partnership Employee stock option (right to buy) 27.75 2005-03-07 4 M 0 44199 0 D 2004-10-06 2013-10-06 Common Stock 44199 233334 D Director stock option (right to buy) 58.54 2006-02-02 2015-02-02 Common Stock 1500 1500 D Common Stock Share Equivalents Common Stock 27489.8953 27489.8953 I Nonqual. Savings Plan 311 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Sales were effected pursuant to a Rule 10b5-1 trading plan established for estate planning and diversification purposes. Shares represented by Company stock fund units acquired under the Company's Savings Plan, based on information furnished by the Plan Administrator as of 2/1/2005. Reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. 44,199 shares are currently exercisable, 116,667 shares become exercisable on 10/06/05 and 116,667 shares become exercisable on 10/06/06. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units acquired under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 2/1/2005. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Don H. Davis, Jr. 2005-03-08 -----END PRIVACY-ENHANCED MESSAGE-----