-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DkOyxk0wMYwlK20usDz4dN62M6KfWoH05/5e2j28KWG3+w0yzgT/YtqTbSf3beqk ZQKdK5TnRqnGUKS1ka0pVw== 0001287504-05-000076.txt : 20050302 0001287504-05-000076.hdr.sgml : 20050302 20050302154242 ACCESSION NUMBER: 0001287504-05-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050228 FILED AS OF DATE: 20050302 DATE AS OF CHANGE: 20050302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER JOHN M CENTRAL INDEX KEY: 0001305128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05654223 BUSINESS ADDRESS: BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-28 0001024478 ROCKWELL AUTOMATION INC ROK 0001305128 MILLER JOHN M 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 VP and Chief IP Counsel Common Stock 2005-02-28 4 M 0 3750 11.6038 A 4750 D Common Stock 2005-02-28 4 S 0 3750 D 1000 D Common Stock 829.0477 I By Savings Plan Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 3750 3750 D Employee Stock Option (right to buy) 11.6038 2005-02-28 4 M 0 3750 0 D 2001-10-02 2010-10-02 Common Stock 3750 0 D Employee Stock Option (right to buy) 16.05 2002-07-31 2011-07-31 Common Stock 5000 5000 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 8000 8000 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 8000 8000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 9000 9000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 11000 11000 D 1,000 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Sale Prices ranged from $62.10 to $62.18. Includes Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 2/1/2005. 5,333 shares are currently exercisable and 2,667 shares become exercisable on 10/7/2005. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for John M. Miller 2005-03-02 -----END PRIVACY-ENHANCED MESSAGE-----