-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AaRY6fz+WnpQQteswnbAdIEaCrzjW36XfklijmEvYK+L1LYrwqutA1py/ENp9jSp pkWLYVo7s+E3tYKvVkItuQ== 0001287504-05-000072.txt : 20050302 0001287504-05-000072.hdr.sgml : 20050302 20050302131040 ACCESSION NUMBER: 0001287504-05-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050228 FILED AS OF DATE: 20050302 DATE AS OF CHANGE: 20050302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBROWN STEVEN A CENTRAL INDEX KEY: 0001278043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05653290 MAIL ADDRESS: STREET 1: 777 EAST WINCONSIN AVE STE 1400 CITY: WILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-28 0001024478 ROCKWELL AUTOMATION INC ROK 0001278043 EISENBROWN STEVEN A 777 EAST WISCONSIN AVENUE, SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2005-02-28 4 M 0 10000 20.349 A 23983 D Common Stock 2005-02-28 4 S 0 10000 D 13983 D Common Stock 4769.3844 I By Savings Plan Employee Stock Option (right to buy) 20.349 2005-02-28 4 M 0 10000 0 D 2000-10-04 2009-10-04 Common Stock 10000 55791 D Employee Stock Option (right to buy) 11.6038 2001-10-02 2010-10-02 Common Stock 6715 6715 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 20600 20600 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 52000 52000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 65000 65000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 80000 80000 D Common Stock Share Equivalents Common Stock 1455.5835 1455.5835 I Nonqual. Savings Plan Sale prices ranged from $61.70 to $62.04. Shares represented by Company stock fund units acquired under the Company's Savings Plan, based on information furnished by the Plan Administrator as of 2/1/2005. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units acquired under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 2/1/2005. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Steven A. Eisenbrown 2005-03-01 -----END PRIVACY-ENHANCED MESSAGE-----