-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8fBTepMaugZR6hMqCXVEY9zOmvL5f5G/SnulIkqygXJA3yV/xufOnB/YMqGMT0e vwx/N/XJm/1TF/Dj/KLnKQ== 0001287504-05-000056.txt : 20050217 0001287504-05-000056.hdr.sgml : 20050217 20050217164511 ACCESSION NUMBER: 0001287504-05-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050215 FILED AS OF DATE: 20050217 DATE AS OF CHANGE: 20050217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05624648 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-15 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 1 0 0 Chairman, President and CEO Common Stock 2005-02-15 4 M 0 77317 14.0147 A 124223.1837 D Common Stock 2005-02-15 4 M 0 27585 20.349 A 151808.1837 D Common Stock 2005-02-15 4 M 0 5914 13.40 A 157722.1837 D Common Stock 2005-02-15 4 S 0 60000 D 97722.1837 D Common Stock 2005-02-15 4 I 0 2099.82 59.56 D 0 I By Savings Plan Employee Stock Option (right to buy) 14.0147 2005-02-15 4 M 0 77317 0 D 1999-11-04 2008-11-04 Common Stock 77317 0 D Employee Stock Option (right to buy) 20.349 2005-02-15 4 M 0 27585 0 D 2000-10-04 2009-10-04 Common Stock 27585 204623 D Employee Stock Option (right to buy) 11.6038 2001-10-02 2010-10-02 Common Stock 301097 301097 D Employee Stock Option (right to buy) 13.40 2005-02-15 4 M 0 5914 0 D 2002-10-01 2011-10-01 Common Stock 5914 117600 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 125000 125000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 150000 150000 D Employee Stock Option (right to buy) 30.80 2005-02-05 2014-02-05 Common Stock 100000 100000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 300000 300000 D Common Stock Share Equivalents 59.56 2005-02-15 4 I 0 2748.66 0 D Common Stock 2748.66 0 I Nonqual. Savings Plan 10,000 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Sales prices ranged from $59.2042 to $59.65. Includes shares acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 02/15/2005. The option vests in three substantially equal annual installments beginning on the date exercisable. Includes Company stock fund units acquired under the Company's nonqualified savings plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 02/15/2005. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Keith D. Nosbusch 2005-02-17 -----END PRIVACY-ENHANCED MESSAGE-----