-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AFOaUmx248cNzMIh4vNVxvgbMWZHxXbWIvMjlWBFikk3LASeqd8mik/f9hRWy3I1 kjj0vOAFbEqmUPAIZQFcHA== 0001287504-05-000032.txt : 20050203 0001287504-05-000032.hdr.sgml : 20050203 20050203131404 ACCESSION NUMBER: 0001287504-05-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050202 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS DON H JR CENTRAL INDEX KEY: 0001177270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05572371 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION STREET 2: 777 EAST WISCONSIN AVENUE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125377 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-02 0001024478 ROCKWELL AUTOMATION INC ROK 0001177270 DAVIS DON H JR 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 0 0 0 Common Stock 2005-02-02 4 A 0 500 58.54 A 104076 D Common Stock 14309.0539 I By Savings Plan Employee stock option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 145401 145401 D Employee stock option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 114533 114533 I By Davis Family Limited Partnership Employee stock option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 348800 348800 D Director stock option (right to buy) 58.54 2005-02-02 4 A 0 1500 0 A 2006-02-02 2015-02-02 Common Stock 1500 1500 D Common Stock Share Equivalents Common Stock 27489.8953 27489.8953 I Nonqual. Savings Plan Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. 311 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 2/1/2005. 28,733 shares are currently exercisable and 116,668 shares become exercisable on 10/07/05. Reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. 115,466 shares are currently exercisable, 116,668 shares become exercisable on 10/06/05 and 116,668 shares become exercisable on 10/06/06. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 2/1/2004. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Don H. Davis, Jr. 2005-02-03 -----END PRIVACY-ENHANCED MESSAGE-----