-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6609gCmUTFnTzb6MHMFvn/frFPY/fHzUp6i9zvCu4/pXmIL+7zEEQqphdeb2DSD e5sPrcOMpQzgQtXiZhEGug== 0001287504-05-000021.txt : 20050201 0001287504-05-000021.hdr.sgml : 20050201 20050201111910 ACCESSION NUMBER: 0001287504-05-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCORMICK WILLIAM T JR/WI CENTRAL INDEX KEY: 0001204909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05564421 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-31 0001024478 ROCKWELL AUTOMATION INC ROK 0001204909 MCCORMICK WILLIAM T JR/WI 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 0 0 0 Common Stock 2005-01-31 4 M 0 1000 18.3703 A 18221 D Common Stock 2005-01-31 4 M 0 1140 18.3105 A 19361 D Common Stock 2005-01-31 4 M 0 1000 17.8539 A 20361 D Common Stock 2005-01-31 4 M 0 1213 16.1644 A 21574 D Common Stock 2005-01-31 4 S 0 4353 D 17221 D Director stock option (right to buy) 16.1644 2005-01-31 4 M 0 1213 0 D 1997-02-07 2006-02-07 Common Stock 1213 0 D Director stock option (right to buy) 18.3105 2005-01-31 4 M 0 1140 0 D 1998-02-05 2007-02-05 Common Stock 1140 0 D Director stock option (right to buy) 18.3703 2005-01-31 4 M 0 1000 0 D 1999-02-04 2008-02-04 Common Stock 1000 0 D Director stock option (right to buy) 17.8539 2005-01-31 4 M 0 1000 0 D 2000-02-03 2009-02-03 Common Stock 1000 0 D Director stock option (right to buy) 18.7986 2001-02-02 2010-02-02 Common Stock 1000 1000 D Director stock option (right to buy) 18.1746 2002-02-07 2011-02-07 Common Stock 1000 1000 D Director stock option (right to buy) 16.05 2002-07-31 2011-07-31 Common Stock 7000 7000 D Director stock option (right to buy) 18.05 2003-02-06 2012-02-06 Common Stock 1000 1000 D Director stock option (right to buy) 22.76 2004-02-05 2013-02-05 Common Stock 1000 1000 D Director stock option (right to buy) 30.22 2005-02-04 2014-02-04 Common Stock 1500 1500 D 8,821 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Sale proceeds ranged from $56.60 to $56.78. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for William T. McCormick, Jr. 2005-02-01 -----END PRIVACY-ENHANCED MESSAGE-----