-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DX8LwsiCeIcDLANrdOfIMjP7IZPjhehw+Axms4b40q/zDbRbRPyuH3u5s6jEcCSJ 39sU2Su0q1I+900A76QzfA== 0001287504-05-000018.txt : 20050201 0001287504-05-000018.hdr.sgml : 20050201 20050201111633 ACCESSION NUMBER: 0001287504-05-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050128 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL THEODORE D CENTRAL INDEX KEY: 0001278026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 05564408 BUSINESS ADDRESS: STREET 1: ROCKWELL AUTOMATION INC STREET 2: 777 E WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-28 0001024478 ROCKWELL AUTOMATION INC ROK 0001278026 CRANDALL THEODORE D 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2005-01-28 4 M 0 15000 11.6038 A 26635.6663 D Common Stock 2005-01-28 4 S 0 8300 56.20 D 18335.6663 D Common Stock 2005-01-28 4 S 0 6700 56.35 D 11635.6663 D Common Stock 2462.5063 I By Savings Plan Employee Stock Option (right to buy) 10.5866 1999-10-05 2008-10-05 Common Stock 2298 2298 D Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 65791 65791 D Employee Stock Option (right to buy) 11.6038 2005-01-28 4 M 0 15000 0 D 2001-10-02 2010-10-02 Common Stock 15000 13402 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 47000 47000 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 42000 42000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 55000 55000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 70000 70000 D Common Stock Share Equivalents Common Stock 609.01 609.01 I Nonqual. Savings Plan Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 12/31/2004. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 12/31/2004. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Theodore D. Crandall 2005-01-31 -----END PRIVACY-ENHANCED MESSAGE-----