-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1paZ9x7BzpARhDIBanG23qc1w/LHW+FRcmjHolzblFyBkkFyJMjHzuWvo7IW7Q4 46kRsvw2UO8gSPRQMV/LDw== 0001287504-04-000170.txt : 20041130 0001287504-04-000170.hdr.sgml : 20041130 20041130181920 ACCESSION NUMBER: 0001287504-04-000170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20041130 DATE AS OF CHANGE: 20041130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HART JAMES E CENTRAL INDEX KEY: 0001278045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 041175522 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-30 0001024478 ROCKWELL AUTOMATION INC ROK 0001278045 HART JAMES E 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Vice President Common Stock 2004-11-30 4 M 0 6126 14.0147 A 12238 D Common Stock 2004-11-30 4 S 0 6126 D 6112 D Common Stock 1898.7414 I By Savings Plan Employee stock option (right to buy) 14.0147 2004-11-30 4 M 0 6126 0 D 1999-11-04 2008-11-04 Common Stock 6126 0 D Employee stock option (right to buy) 20.349 2000-10-04 2009-10-04 Commom Stock 16500 16500 D Employee stock option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 20000 20000 D Employee stock option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 25000 25000 D Employee stock option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 25000 25000 D Employee stock option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 25000 25000 D Includes 2,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Sale prices ranged from $47.24 to $47.36. Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 11/01/2004. The option becomes exercisable in three equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for James E. Hart 2004-11-30 -----END PRIVACY-ENHANCED MESSAGE-----