-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CiMbikYGS+k5eNM8dEquQUU+4Hn68+V9reDFcks99mn20HSmuJKupvA3441BI2J/ 6eUoZvRxNdCpPUGvNn/JXg== 0001287504-04-000161.txt : 20041123 0001287504-04-000161.hdr.sgml : 20041123 20041123175241 ACCESSION NUMBER: 0001287504-04-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041122 FILED AS OF DATE: 20041123 DATE AS OF CHANGE: 20041123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUEVER A LAWRENCE CENTRAL INDEX KEY: 0001240052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 041164737 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E WISCONSIN AVENUE # 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-22 0001024478 ROCKWELL AUTOMATION INC ROK 0001240052 STUEVER A LAWRENCE 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 V. Pres. and General Auditor Common Stock 3100 D Common Stock 12922.1496 I Savings Plan Common Stock 0 I By Spouse Employee Stock Option (right to buy) 17.3914 1997-12-06 2006-12-06 Common Stock 3194 3194 D Employee Stock Option (right to buy) 15.527 1998-12-03 1997-12-03 Common Stock 4800 4800 D Employee Stock Option (right to buy) 10.5866 1999-10-05 2008-10-05 Common Stock 9370 9370 D Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 9000 9000 D Employee Stock Option (right to buy) 11.6038 2001-10-02 2010-10-02 Common Stock 8200 8200 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 11200 11200 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 12000 12000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 17000 17000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 15000 15000 D Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 11/01/2004. The Reporting Person no longer has a reportable beneficial interest in 54.476 shares of Company stock owned by his spouse as custodian for their son under the Uniform Gift to Minors Act, and included in the Reporting Person's prior ownership reports. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for A. Lawrence Stuever 2004-11-23 -----END PRIVACY-ENHANCED MESSAGE-----