-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3uMmyVR/ZBTf5vG0R4u+eriIFQH7DnsQ+lR/1SLQ8AxCOrloI2PX9vcIRfeVNqE Vc4TRli7WmeZ/5OdZxmWJQ== 0001287504-04-000138.txt : 20041110 0001287504-04-000138.hdr.sgml : 20041110 20041110114718 ACCESSION NUMBER: 0001287504-04-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041108 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOSBUSCH KEITH D CENTRAL INDEX KEY: 0001204912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 041131908 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-08 0001024478 ROCKWELL AUTOMATION INC ROK 0001204912 NOSBUSCH KEITH D 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 1 0 0 President and CEO Common Stock 36906.1837 D Common Stock 2060.7252 I By Savings Plan Employee Stock Option (right to buy) 10.5866 1999-10-05 2008-10-05 Common Stock 44326 44326 D Employee Stock Option (right to buy) 14.0147 1999-11-04 2008-11-04 Common Stock 92991 92991 D Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 232208 232208 D Employee Stock Option (right to buy) 11.6038 2001-10-02 2010-10-02 Common Stock 309611 309611 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 125000 125000 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 125000 125000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 150000 150000 D Employee Stock Option (right to buy) 30.80 2005-02-05 2014-02-05 Common Stock 100000 100000 D Employee Stock Option (right to buy) 43.90 2004-11-08 4 A 0 300000 0 A 2005-11-08 2014-11-08 Common Stock 300000 300000 D Common Stock Share Equivalents Common Stock 2694.1729 2694.1729 I Nonqual. Savings Plan 10,000 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 11/01/2004. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 11/01/2004. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Keith D. Nosbusch 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----