-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HMFKpOF6nfMLGJOS0xzgmeG1GrgoQQUPl7KQXG1h7/ZwnbhsObzqVdEaLCq10lgU 3iCGp4/pP4D7bDykHLlhvg== 0001287504-04-000115.txt : 20041110 0001287504-04-000115.hdr.sgml : 20041110 20041110095012 ACCESSION NUMBER: 0001287504-04-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041108 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBROWN STEVEN A CENTRAL INDEX KEY: 0001278043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 041131536 MAIL ADDRESS: STREET 1: 777 EAST WINCONSIN AVE STE 1400 CITY: WILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-08 0001024478 ROCKWELL AUTOMATION INC ROK 0001278043 EISENBROWN STEVEN A 777 EAST WISCONSIN AVENUE, SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2004-11-08 4 M 0 19350 17.1029 A 29333 D Common Stock 2004-11-08 4 S 0 200 44.10 D 29133 D Common Stock 2004-11-08 4 S 0 600 44.09 D 28533 D Common Stock 2004-11-08 4 S 0 300 44.02 D 28233 D Common Stock 2004-11-08 4 S 0 18250 44.00 D 9983 D Common Stock 2004-11-08 4 M 0 4000 11.6038 A 13983 D Common Stock 4731.2547 I By Savings Plan Employee Stock Option (right to buy) 17.1029 2004-11-08 4 M 0 19350 0 D 2000-01-08 2009-01-08 Common Stock 19350 0 D Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 65791 65791 D Employee Stock Option (right to buy) 11.6038 2004-11-08 4 M 0 4000 0 D 2001-10-02 2010-10-02 Common Stock 4000 21715 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 20600 20600 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 52000 52000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 65000 65000 D Employee Stock Option (right to buy) 43.90 2004-11-08 4 A 0 80000 0 A 2005-11-08 2014-11-08 Common Stock 80000 80000 D Common Stock Share Equivalents Common Stock 1403.6445 1403.6445 I Nonqual. Savings Plan Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 11/01/2004. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 11/01/2004. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Steven A. Eisenbrown 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----