-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UziAdt6zlWU9WAftyu6DWKDJ2+KFI5f9EXClKO430yR5jkO1b2Rmzlj8t4fXI5Mm 6r+2+Tguz3PqazyeMxLBiA== 0001287504-04-000062.txt : 20040824 0001287504-04-000062.hdr.sgml : 20040824 20040824180510 ACCESSION NUMBER: 0001287504-04-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040823 FILED AS OF DATE: 20040824 DATE AS OF CHANGE: 20040824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDERMOTT JOHN P CENTRAL INDEX KEY: 0001278046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 04995003 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-08-23 0001024478 ROCKWELL AUTOMATION INC ROK 0001278046 MCDERMOTT JOHN P 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2004-08-23 4 M 0 2000 10.5866 A 8000 D Common Stock 3697.085 I By Savings Plan Employee Stock Option (right to buy) 10.5866 2004-08-23 4 M 0 2000 0 D 1999-10-05 2008-10-05 Common Stock 2000 1298 D Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 63856 63856 D Employee Stock Option (right to buy) 11.6038 2001-10-02 2010-10-02 Common Stock 25314 25314 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 45000 45000 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 45000 45000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 60000 60000 D Common Stock Share Equivalents Common Stock 324.0869 323.7397 I Nonqual. Savings Plan Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 7/30/2004. The option vests in three substantially equal annual installments beginning on the date exercisable. The share equivalents are payable in cash upon retirement or after termination of employment. Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 7/30/2004. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. K. A. Balistreri, Attorney-in-Fact for John P. McDermott 2004-08-24 -----END PRIVACY-ENHANCED MESSAGE-----