-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKR/jj9bkG04sF5YUALG8Vq72dkYeO4XoufvsPjDVsqYsUvfOtv34ccxm5wwd2WD By2o2DsOKoKBtDpf7VlytQ== 0001287504-04-000020.txt : 20040602 0001287504-04-000020.hdr.sgml : 20040602 20040602163439 ACCESSION NUMBER: 0001287504-04-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040601 FILED AS OF DATE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGERMAN DOUGLAS M CENTRAL INDEX KEY: 0001287504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 04844858 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-01 0001024478 ROCKWELL AUTOMATION INC ROK 0001287504 HAGERMAN DOUGLAS M 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Sr. V. P. Gen. Coun. and Sec. Common Stock 5000 D Common Stock 865.1295 I By Savings Plan Employee Stock Option 32.69 2005-05-01 2014-05-01 Common Stock 40000 40000 D 5,000 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Includes 835 shares acquired with rollover contribution from prior employer's 401(k) plan. Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 05/25/2004. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-Fact for Douglas M. Hagerman 2004-06-02 -----END PRIVACY-ENHANCED MESSAGE-----