0001246360-21-000798.txt : 20210604
0001246360-21-000798.hdr.sgml : 20210604
20210604172809
ACCESSION NUMBER: 0001246360-21-000798
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210603
FILED AS OF DATE: 20210604
DATE AS OF CHANGE: 20210604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicolas Ernest
CENTRAL INDEX KEY: 0001791766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 21997539
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2021-06-03
false
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001791766
Nicolas Ernest
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
SVP,Chief Supply Chain Officer
Common Stock
37
I
By spouse
Common Stock
481.5513
I
By Savings Plan
Common Stock
2021-06-03
4
M
false
239
115.69
A
5582.5
D
Common Stock
2021-06-03
4
S
false
239
275.0042
D
5343.5
D
Common Stock
2021-06-04
4
M
false
95
115.69
A
5438.5
D
Common Stock
2021-06-04
4
S
false
95
275.72
D
5343.5
D
Employee Stock Option (Right to Buy)
115.69
2021-06-03
4
M
false
239
0
D
2015-12-02
2024-12-02
Common Stock
239
95
D
Employee Stock Option (Right to Buy)
115.69
2021-06-04
4
M
false
95
0
D
2015-12-02
2024-12-02
Common Stock
95
0
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $275.00 to $275.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 3,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas
2021-06-04