0001246360-20-001938.txt : 20201214
0001246360-20-001938.hdr.sgml : 20201214
20201214172810
ACCESSION NUMBER: 0001246360-20-001938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201214
DATE AS OF CHANGE: 20201214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riesterer Terry L.
CENTRAL INDEX KEY: 0001794668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 201387186
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2020-12-10
false
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001794668
Riesterer Terry L.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
Vice President and Controller
Common Stock Share Equivalents
Common Stock
26.6036
26.6036
I
By nonqualified savings plan
Restricted stock units
2020-12-10
4
A
false
295
0
A
2021-12-10
2023-12-10
Common Stock
295
295
D
Employee stock option (right to buy)
246.77
2020-12-10
4
A
false
1300
0
A
2021-12-10
2030-12-10
Common Stock
1300
1300
D
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
Awarded under the Company's 2020 Long-Term Incentives Plan.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Karen A. Balistreri, Attorney-in-fact for Terry L. Riesterer
2020-12-14