0001246360-20-001938.txt : 20201214 0001246360-20-001938.hdr.sgml : 20201214 20201214172810 ACCESSION NUMBER: 0001246360-20-001938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riesterer Terry L. CENTRAL INDEX KEY: 0001794668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 201387186 MAIL ADDRESS: STREET 1: 1201 S. 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 form.xml PRIMARY DOCUMENT X0306 4 2020-12-10 false 0001024478 ROCKWELL AUTOMATION, INC ROK 0001794668 Riesterer Terry L. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Vice President and Controller Common Stock Share Equivalents Common Stock 26.6036 26.6036 I By nonqualified savings plan Restricted stock units 2020-12-10 4 A false 295 0 A 2021-12-10 2023-12-10 Common Stock 295 295 D Employee stock option (right to buy) 246.77 2020-12-10 4 A false 1300 0 A 2021-12-10 2030-12-10 Common Stock 1300 1300 D Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. Awarded under the Company's 2020 Long-Term Incentives Plan. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-fact for Terry L. Riesterer 2020-12-14