0001246360-19-002597.txt : 20191209 0001246360-19-002597.hdr.sgml : 20191209 20191209123511 ACCESSION NUMBER: 0001246360-19-002597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chand Sujeet CENTRAL INDEX KEY: 0001388884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 191274751 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-12-05 false 0001024478 ROCKWELL AUTOMATION, INC ROK 0001388884 Chand Sujeet 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr VP & Chief Tech. Officer Common Stock 6494.5657 I By Savings Plan Common Stock 2019-12-05 4 A false 690 0 A 30890 D Employee stock option (right to buy) 196.43 2019-12-05 4 A false 11300 0 A 2020-12-05 2029-12-05 Common Stock 11300 11300 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2019. The option vests in three substantially equal annual installments beginning on the date exercisable. Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Includes 2,960 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in fact for Sujeet Chand 2019-12-09