0001246360-19-002446.txt : 20191115
0001246360-19-002446.hdr.sgml : 20191115
20191115190011
ACCESSION NUMBER: 0001246360-19-002446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DORGAN DAVID M
CENTRAL INDEX KEY: 0001204907
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 191225747
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2019-11-14
false
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001204907
DORGAN DAVID M
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
VP and Controller
Common Stock
1720.5303
I
By Savings Plan
Common Stock
2019-11-14
4
M
false
3200
115.69
A
11339
D
Common Stock
2019-11-14
4
M
false
2600
108.89
A
13939
D
Common Stock
2019-11-14
4
M
false
3400
80.11
A
17339
D
Common Stock
2019-11-14
4
S
false
10148
198.2213
D
7191
D
Common Stock
2019-11-14
5
G
false
26
0
D
7165
D
Employee Stock Option (Right to Buy)
108.89
2019-11-14
4
M
false
2600
0
D
2014-12-04
2023-12-04
Common Stock
2600
0
D
Employee Stock Option (Right to Buy)
80.11
2019-11-14
4
M
false
3400
0
D
2013-12-06
2022-12-06
Common Stock
3400
0
D
Employee Stock Option (Right to Buy)
115.69
2019-11-14
4
M
false
3200
0
D
2015-12-02
2024-12-02
Common Stock
3200
0
D
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.0700 to $198.2865. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for David M. Dorgan
2019-11-15