0001246360-19-002446.txt : 20191115 0001246360-19-002446.hdr.sgml : 20191115 20191115190011 ACCESSION NUMBER: 0001246360-19-002446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORGAN DAVID M CENTRAL INDEX KEY: 0001204907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 191225747 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-11-14 false 0001024478 ROCKWELL AUTOMATION, INC ROK 0001204907 DORGAN DAVID M 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Controller Common Stock 1720.5303 I By Savings Plan Common Stock 2019-11-14 4 M false 3200 115.69 A 11339 D Common Stock 2019-11-14 4 M false 2600 108.89 A 13939 D Common Stock 2019-11-14 4 M false 3400 80.11 A 17339 D Common Stock 2019-11-14 4 S false 10148 198.2213 D 7191 D Common Stock 2019-11-14 5 G false 26 0 D 7165 D Employee Stock Option (Right to Buy) 108.89 2019-11-14 4 M false 2600 0 D 2014-12-04 2023-12-04 Common Stock 2600 0 D Employee Stock Option (Right to Buy) 80.11 2019-11-14 4 M false 3400 0 D 2013-12-06 2022-12-06 Common Stock 3400 0 D Employee Stock Option (Right to Buy) 115.69 2019-11-14 4 M false 3200 0 D 2015-12-02 2024-12-02 Common Stock 3200 0 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2019. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.0700 to $198.2865. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for David M. Dorgan 2019-11-15