0001246360-18-002608.txt : 20181206 0001246360-18-002608.hdr.sgml : 20181206 20181206180728 ACCESSION NUMBER: 0001246360-18-002608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nardecchia Christopher CENTRAL INDEX KEY: 0001720483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 181221803 MAIL ADDRESS: STREET 1: 1201 S. 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2018-12-04 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001720483 Nardecchia Christopher 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false SVP, Chief Information Officer Common Stock 4.9438 I By Savings Plan Common Stock 2018-12-04 4 A false 440 0 A 1860 D Employee stock option (right to buy) 171.46 2018-12-04 4 A false 7000 0 A 2019-12-04 2028-12-04 Common Stock 7000 7000 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-fact for Christopher Nardecchia 2018-12-06